SISSON JILL B W 4
4 · EINSTEIN NOAH RESTAURANT GROUP INC · Filed Aug 10, 2009
Insider Transaction Report
Form 4
SISSON JILL B W
General Counsel and Secretary
Transactions
- Exercise/Conversion
Common Stock
2009-08-07$3.90/sh+7,500$29,250→ 11,117 total - Sale
Common Stock
2009-08-07$11.00/sh−11,151$122,661→ 2,917 total - Exercise/Conversion
Common Stock
2009-08-10$2.30/sh+6,900$15,870→ 8,017 total - Exercise/Conversion
Common Stock
2009-08-10$3.90/sh+22,500$87,750→ 30,517 total - Exercise/Conversion
Stock option (right to buy)
2009-08-10−6,900→ 5,317 totalExercise: $2.30Exp: 2015-04-06→ Common Stock (6,900 underlying) - Sale
Common Stock
2009-08-07$11.09/sh−1,800$19,962→ 1,117 total - Exercise/Conversion
Stock option (right to buy)
2009-08-07−2,500→ 12,217 totalExercise: $2.30Exp: 2015-04-06→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2009-08-07$2.30/sh+2,500$5,750→ 3,617 total - Sale
Common Stock
2009-08-10$12.17/sh−10,000$121,670→ 10,517 total - Exercise/Conversion
Stock option (right to buy)
2009-08-07−2,951→ 1,476 totalExercise: $7.75Exp: 2017-02-27→ Common Stock (2,951 underlying) - Exercise/Conversion
Stock option (right to buy)
2009-08-10−22,500→ 20,000 totalExercise: $3.90Exp: 2013-12-18→ Common Stock (22,500 underlying) - Exercise/Conversion
Common Stock
2009-08-07$7.75/sh+2,951$22,870→ 14,068 total - Sale
Common Stock
2009-08-10$11.80/sh−10,000$117,953→ 20,517 total - Sale
Common Stock
2009-08-10$12.50/sh−9,400$117,527→ 1,117 total - Exercise/Conversion
Stock option (right to buy)
2009-08-07−7,500→ 42,500 totalExercise: $3.90Exp: 2013-12-18→ Common Stock (7,500 underlying)
Footnotes (6)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2009.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]The option is fully vested.
- [F6]The option vests in three equal annual installments beginning on February 28, 2008.