SISSON JILL B W 4

Accession 0001235110-09-000187

CIK 0000949373other

View on SEC.gov Company Profile

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 7:23 PM ET

Size

31.1 KB

Accession

0001235110-09-000187

Insider Transaction Report

Form 4

Period: 2009-08-07

EINSTEIN NOAH RESTAURANT GROUP INCBAGL

SISSON JILL B W

General Counsel and Secretary

Transactions

Exercise/Conversion
Common Stock
2009-08-07$3.90/sh+7,500$29,250→ 11,117 total
Sale
Common Stock
2009-08-07$11.00/sh−11,151$122,661→ 2,917 total
Exercise/Conversion
Common Stock
2009-08-10$2.30/sh+6,900$15,870→ 8,017 total
Exercise/Conversion
Common Stock
2009-08-10$3.90/sh+22,500$87,750→ 30,517 total
Exercise/Conversion
Stock option (right to buy)
2009-08-10−6,900→ 5,317 total
Exercise: $2.30Exp: 2015-04-06→ Common Stock (6,900 underlying)
Sale
Common Stock
2009-08-07$11.09/sh−1,800$19,962→ 1,117 total
Exercise/Conversion
Stock option (right to buy)
2009-08-07−2,500→ 12,217 total
Exercise: $2.30Exp: 2015-04-06→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock
2009-08-07$2.30/sh+2,500$5,750→ 3,617 total
Sale
Common Stock
2009-08-10$12.17/sh−10,000$121,670→ 10,517 total
Exercise/Conversion
Stock option (right to buy)
2009-08-07−2,951→ 1,476 total
Exercise: $7.75Exp: 2017-02-27→ Common Stock (2,951 underlying)
Exercise/Conversion
Stock option (right to buy)
2009-08-10−22,500→ 20,000 total
Exercise: $3.90Exp: 2013-12-18→ Common Stock (22,500 underlying)
Exercise/Conversion
Common Stock
2009-08-07$7.75/sh+2,951$22,870→ 14,068 total
Sale
Common Stock
2009-08-10$11.80/sh−10,000$117,953→ 20,517 total
Sale
Common Stock
2009-08-10$12.50/sh−9,400$117,527→ 1,117 total
Exercise/Conversion
Stock option (right to buy)
2009-08-07−7,500→ 42,500 total
Exercise: $3.90Exp: 2013-12-18→ Common Stock (7,500 underlying)

Footnotes (6)

[F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2009.
[F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F5]The option is fully vested.
[F6]The option vests in three equal annual installments beginning on February 28, 2008.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

EINSTEIN NOAH RESTAURANT GROUP INC

CIK 0000949373

→

Entity typeother

Related Parties

filerCIK 0001187797

Filing Metadata

Form type: 4
Filed: Aug 9, 8:00 PM ET
Accepted: Aug 10, 7:23 PM ET
Size: 31.1 KB

View on SEC.gov