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4//SEC Filing

Reiman Scott J. 4

Accession 0001235110-12-000168

CIK 0001477032other
View on SEC.govCompany Profile

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 4:32 PM ET

Size

27.3 KB

Accession

0001235110-12-000168

Insider Transaction Report

Form 4
Period: 2012-06-07
PROSPECT GLOBAL RESOURCES INC.PGRX
Reiman Scott J.
Director10% Owner
Transactions
  • Other

    Common Stock Warrant

    2012-06-07−702,897→ 1,797,103 total(indirect: By LLC)
    Exercise: $3.00From: 2011-04-25Exp: 2014-04-25→ Common Stock (702,897 underlying)
  • Other

    Common Stock Warrant

    2012-06-07−727,705→ 1,860,530 total(indirect: By LLC)
    Exercise: $4.25From: 2011-11-22Exp: 2012-11-22→ Common Stock (727,705 underlying)
  • Other

    Common Stock

    2012-06-07+1,087,740→ 1,087,740 total(indirect: By Trust)
  • Other

    Common Stock Warrant

    2012-06-07+187,439→ 187,439 total(indirect: By Trust)
    Exercise: $3.00From: 2011-04-25Exp: 2013-04-25→ Common Stock (187,439 underlying)
  • Other

    Common Stock Warrant

    2012-06-07+702,897→ 702,897 total(indirect: By Trust)
    Exercise: $3.00From: 2011-04-25Exp: 2014-04-25→ Common Stock (702,897 underlying)
  • Other

    Common Stock

    2012-06-07−1,087,740→ 2,781,035 total(indirect: By LLC)
  • Other

    Common Stock Warrant

    2012-06-07−187,439→ 479,228 total(indirect: By LLC)
    Exercise: $3.00From: 2011-04-25Exp: 2013-04-25→ Common Stock (187,439 underlying)
  • Other

    Common Stock Warrant

    2012-06-07+275,646→ 275,646 total(indirect: By Trust)
    Exercise: $3.83From: 2011-09-19Exp: 2013-09-19→ Common Stock (275,646 underlying)
  • Other

    Common Stock Warrant

    2012-06-07+727,705→ 727,705 total(indirect: By Trust)
    Exercise: $4.25From: 2011-11-22Exp: 2012-11-22→ Common Stock (727,705 underlying)
  • Other

    Common Stock Warrant

    2012-06-07−275,646→ 704,747 total(indirect: By LLC)
    Exercise: $3.83From: 2011-09-19Exp: 2013-09-19→ Common Stock (275,646 underlying)
Holdings

  • Common Stock Warrant

    (indirect: By LLC)
    → Common Stock (0 underlying)
    0

  • Common Stock

    (indirect: By LLC)
    0
Footnotes (4)
  • [F1]Pro rata liquidating distribution from Very Hungry LLC, of which the Scott Reiman 1991 Trust, controlled by Mr. Reiman, was a member. Mr. Reiman previously reported that he controlled Very Hungry LLC but no longer has any ownership of or control over Very Hungry LLC following the liquidating distribution.
  • [F2]Scott J. Reiman controls the Scott Reiman 1991 Trust.
  • [F3]Scott J. Reiman is the founder and President of Hexagon Investments, LLC ("Hexagon") and controls Hexagon. On June 7, 2012, Hexagon contributed all of the shares of common stock and warrants of Prospect Global Resources, Inc. (the "Issuer") to Very Hungry LLC. On June 7, 2012, Hexagon distributed all of the membership interests of Very Hungry LLC to its members on a pro rata basis, as a result of which Hexagon no longer controls Very Hungry LLC or has any beneficial ownership of any securities of the Issuer.
  • [F4]Not applicable.

Documents

1 file

Issuer

PROSPECT GLOBAL RESOURCES INC.

CIK 0001477032

→
Entity typeother

Related Parties

1
  • filerCIK 0001532446

Filing Metadata

Form type
4
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 4:32 PM ET
Size
27.3 KB
View on SEC.gov