PHILLIPS SCOTT B 4/A
4/A · MGP INGREDIENTS INC · Filed Mar 15, 2013
Insider Transaction Report
Form 4/AAmended
PHILLIPS SCOTT B
VP Supply Chain Operations
Transactions
- Award
Restricted Stock Units
2012-03-01+18,250→ 18,250 total→ Common Stock (18,250 underlying)
Holdings
- 1,000(indirect: By IRA)
Common Stock
- 59,317
Common Stock
- 800(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]On March 5, 2012, a Form 4 was filed for the reporting person disclosing a grant of 18,250 shares of common stock on March 1, 2012. This grant in fact never occurred. Instead, the reporting person was granted an award of 18,250 restricted stock units (RSUs). The Form 4 filed on December 7, 2012 reported an incorrect number of RSUs granted on March 1, 2012. The reporting person's direct beneficial ownership was also incorrectly reported in a Form 4 filed on April 11, 2012.
- [F2]The issuer's ESOP was terminated, and 2,104 shares of common stock previously reported as held through the ESOP are now reported as directly owned.
- [F3]Each RSU represents a contingent right to receive one share of the issuer's common stock.
- [F4]The RSUs will vest on March 1, 2017 and the shares will be valued at the closing market price on that date and delivered to the reporting person.