Home/Filings/4/0001235110-16-000040
4//SEC Filing

General Moly, Inc 4

Accession 0001235110-16-000040

CIK 0001275229operating

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 10:42 AM ET

Size

11.9 KB

Accession

0001235110-16-000040

Insider Transaction Report

Form 4
Period: 2016-01-15
Roswell R Scott
Corporate Counsel, VP HR
Transactions
  • Exercise/Conversion

    Common Stock

    2016-01-15+179,093445,983 total
  • Tax Payment

    Common Stock

    2016-01-15$0.18/sh66,768$12,018379,215 total
  • Award

    Restricted stock units

    2016-01-16+80,00080,000 total
    Common Stock (80,000 underlying)
  • Exercise/Conversion

    Restricted stock units

    2016-01-15179,0930 total
    Common Stock (179,093 underlying)
Footnotes (5)
  • [F1]Represents acquisition of common stock upon vesting of restricted stock units.
  • [F2]Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  • [F4]The restricted stock units vest on the earliest to occur of (i) a financing plan for the Mt. Hope Project approved by the issuer's board of directors; (ii) a Change of Control (as defined in the reporting person's employment agreement with the issuer); (iii) involuntary termination (absent cause); or (iv) January 15, 2016. Vested shares will be delivered to the reporting person within sixty (60) days, except as otherwise required by Section 409A of the Internal Revenue Code of 1986, as amended.
  • [F5]The restricted stock units vest on the earliest to occur of (i) a financing plan for the Mt. Hope Project approved by the issuer's board of directors; (ii) a Change of Control (as defined in the reporting person's employment agreement with the issuer); (iii) involuntary termination (absent cause); or (iv) January 16, 2017. Vested shares will be delivered to the reporting person within sixty (60) days, except as otherwise required by Section 409A of the Internal Revenue Code of 1986, as amended.

Issuer

General Moly, Inc

CIK 0001275229

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001275229

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 10:42 AM ET
Size
11.9 KB