Home/Filings/4/0001235110-20-000004
4//SEC Filing

Loving Gary A 4

Accession 0001235110-20-000004

CIK 0001275229other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 5:38 PM ET

Size

10.6 KB

Accession

0001235110-20-000004

Insider Transaction Report

Form 4
Period: 2019-12-27
Transactions
  • Disposition to Issuer

    10% senior convertible promissory notes

    2019-12-27100,0000 total(indirect: By Trust)
    Exp: 2019-12-26Common Stock (100,000 underlying)
  • Award

    Common stock purchase warrants (right to buy)

    2019-12-27+153,186153,186 total(indirect: By Trust)
    Exercise: $0.35From: 2019-12-27Exp: 2022-12-26Common Stock (153,186 underlying)
  • Purchase

    Common stock purchase warrants (right to buy)

    2019-12-27+29,10029,100 total(indirect: By Trust)
    Exercise: $0.35From: 2019-12-27Exp: 2022-12-26Common Stock (29,100 underlying)
Footnotes (4)
  • [F1]The reporting person disposed of 10% senior convertible promissory notes, plus accrued and unpaid interest, in an issuer exchange offer in exchange for newly issued 12% senior promissory notes, which are not convertible into common stock of the issuer, and warrants to purchase common stock.
  • [F2]The notes are convertible at any time at the option of the holder into common stock of the issuer.
  • [F3]The reporting person and his wife are the trustees of this trust.
  • [F4]Represents warrants issued as part of a subscription offer conducted by the issuer in connection with the issuer exchange offer.

Issuer

General Moly, Inc

CIK 0001275229

Entity typeother

Related Parties

1
  • filerCIK 0001426273

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:38 PM ET
Size
10.6 KB