Loving Gary A 4
4 · General Moly, Inc · Filed Jan 6, 2020
Insider Transaction Report
Form 4
Loving Gary A
Director
Transactions
- Disposition to Issuer
10% senior convertible promissory notes
2019-12-27−100,000→ 0 total(indirect: By Trust)Exp: 2019-12-26→ Common Stock (100,000 underlying) - Award
Common stock purchase warrants (right to buy)
2019-12-27+153,186→ 153,186 total(indirect: By Trust)Exercise: $0.35From: 2019-12-27Exp: 2022-12-26→ Common Stock (153,186 underlying) - Purchase
Common stock purchase warrants (right to buy)
2019-12-27+29,100→ 29,100 total(indirect: By Trust)Exercise: $0.35From: 2019-12-27Exp: 2022-12-26→ Common Stock (29,100 underlying)
Footnotes (4)
- [F1]The reporting person disposed of 10% senior convertible promissory notes, plus accrued and unpaid interest, in an issuer exchange offer in exchange for newly issued 12% senior promissory notes, which are not convertible into common stock of the issuer, and warrants to purchase common stock.
- [F2]The notes are convertible at any time at the option of the holder into common stock of the issuer.
- [F3]The reporting person and his wife are the trustees of this trust.
- [F4]Represents warrants issued as part of a subscription offer conducted by the issuer in connection with the issuer exchange offer.