PLAVIN STEPHEN D 5
5 · OMEGA HEALTHCARE INVESTORS INC · Filed Feb 12, 2021
Insider Transaction Report
Form 5
PLAVIN STEPHEN D
Director
Transactions
- Gift
Common Stock
2020-12-31−33,963→ 33,963 total(indirect: By LLC) - Gift
Common Stock
2020-12-31+33,963→ 33,963 total(indirect: By LLC)
Holdings
- 60,447
Common Stock
Footnotes (3)
- [F1]On December 31, 2020, 34,306 shares of common stock previously held directly by the reporting person were transferred to a limited liability company, of which the reporting person is the manager and was the sole member at the time of transfer.
- [F2]For estate planning purposes, the reporting person gifted non-voting interests in the limited liability company, of which the reporting person is the manager, to a trust for the benefit of the reporting person's family, of which the reporting person's spouse is the trustee. No shares of common stock of the issuer were transferred by this gift. The limited liability company continues to directly hold 34,306 shares of common stock after the gift reported herein. The amount reported in Table I as being disposed of and acquired represents the indirect interest in common stock gifted to the trust.
- [F3]Reflects securities held by a limited liability company, of which the reporting person is the manager. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.