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4//SEC Filing

CLOUGH PHILLIP A 4

Accession 0001235468-20-000038

CIK 0001235468other

View on SEC.gov Company Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 5:29 PM ET

Size

21.8 KB

Accession

0001235468-20-000038

Insider Transaction Report

Form 4

Period: 2020-02-03

LIQUIDITY SERVICES INCLQDT

CLOUGH PHILLIP A

Director

Transactions

Other
Common Stock
2020-02-03+4,471→ 58,229 total
Other
Restricted Stock Grant
2020-02-03−4,471→ 0 total
Exp: 2029-02-01→ Common Stock (4,471 underlying)
Award
Restricted Stock Grant
2020-02-03+15,038→ 15,038 total
Exp: 2021-02-01→ Common Stock (15,038 underlying)
Award
Employee Stock Option
2020-02-03$5.32/sh+6,980$37,134→ 6,980 total
Exercise: $5.32Exp: 2030-02-01→ Common Stock (6,980 underlying)

Holdings

Employee Stock Option
Exercise: $42.31Exp: 2022-02-01→ Common Stock (5,328 underlying)
5,328
Employee Stock Option
Exercise: $40.11Exp: 2023-02-01→ Common Stock (5,954 underlying)
5,954
Employee Stock Option
Exercise: $9.75Exp: 2027-02-01→ Common Stock (3,561 underlying)
3,561
Employee Stock Option
Exercise: $8.50Exp: 2029-02-01→ Common Stock (11,816 underlying)
11,816
Employee Stock Option
Exercise: $6.29Exp: 2026-02-01→ Common Stock (14,730 underlying)
14,730
Employee Stock Option
Exercise: $6.50Exp: 2028-02-01→ Common Stock (15,344 underlying)
15,344
Employee Stock Option
Exercise: $21.53Exp: 2024-02-01→ Common Stock (13,144 underlying)
13,144
Employee Stock Option
Exercise: $9.84Exp: 2025-02-01→ Common Stock (19,050 underlying)
19,050

Footnotes (14)

[F1]Represents the vesting of restricted stock.
[F10]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
[F11]These restricted shares became fully vested on February 1, 2020.
[F12]These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.
[F13]Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
[F14]These options have a one year vesting period such that 100% of this option grant will vest on February 1, 2021.
[F2]These options became fully vested on February 1, 2013.
[F3]These options became fully vested on February 1, 2014.
[F4]These options became fully vested on February 1, 2015.
[F5]These options became fully vested on February 1, 2016.
[F6]These options became fully vested on February 1, 2017.
[F7]These options became fully vested on February 1, 2018.
[F8]These options became fully vested on February 1, 2019.
[F9]These options became fully vested on February 1, 2020.

Documents

1 file

4
wf-form4_158085535060082.xmlPrimary
FORM 4

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

Entity typeother

Related Parties

1

filerCIK 0001207712

Filing Metadata

Form type: 4
Filed: Feb 3, 7:00 PM ET
Accepted: Feb 4, 5:29 PM ET
Size: 21.8 KB

View on SEC.gov