4//SEC Filing
Rozdilsky Nicholas 4
Accession 0001235468-21-000146
CIK 0001235468other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 5:46 PM ET
Size
9.3 KB
Accession
0001235468-21-000146
Insider Transaction Report
Form 4
Rozdilsky Nicholas
Vice President, Marketing
Transactions
- Sale
Common Stock
2021-08-13$23.49/sh−16,071$377,508→ 9,797 total
Holdings
- 4,366
Employee Stock Option
Exercise: $6.69Exp: 2022-08-12→ Common Stock (4,366 underlying) - 1,042
Employee Stock Option
Exercise: $6.95Exp: 2022-08-12→ Common Stock (1,042 underlying) - 1,619
Employee Stock Option
Exercise: $6.11Exp: 2022-08-12→ Common Stock (1,619 underlying)
Footnotes (2)
- [F1]Effective August 13, 2021 (the "Departure Date"), Nicholas Rozdilsky (the "Reporting Person") ceased to be an officer of Liquidity Services, Inc. (the "Issuer"). Pursuant to the grant agreements entered into by the Issuer and the Reporting Person, the unvested portion of any grant of restricted stock units or stock options (the "Unvested Grants") held by the Reporting Person on the Departure Date was forfeited and canceled as of the Departure Date. Therefore, the Unvested Grants have been deleted from Table II of this Form 4. The amounts included in Column 7 and Column 9 of Table II of this Form 4 represent stock options held by the Reporting Person that were vested as of the Departure Date (the "Vested Options"). Pursuant to the terms of the Issuer's Third Amended and Restated Omnibus Long-Term Incentive Plan, the Reporting Person may exercise the Vested Options for the twelve-month period following the Departure Date.
- [F2]These options were vested as of the Departure Date and may be exercised by the reporting person for the twelve-month period following the Departure Date.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeother
Related Parties
1- filerCIK 0001774016
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 5:46 PM ET
- Size
- 9.3 KB