Osborne Daniel K 4
4 · DYNEX CAPITAL INC · Filed Oct 19, 2010
Insider Transaction Report
Form 4
Osborne Daniel K
Director
Transactions
- Other
Series D Preferred Stock
2010-10-15−40,146→ 0 total(indirect: By Vantage Pointe Capital Partners LP)→ Common Stock (40,146 underlying) - Other
Common Stock
2010-10-15+1,783→ 2,322 total(indirect: By Spouse) - Other
Series D Preferred Stock
2010-10-15−1,783→ 0 total(indirect: By Spouse)→ Common Stock (1,783 underlying) - Other
Common Stock
2010-10-15+40,146→ 51,468 total(indirect: By Vantage Pointe Capital Partners LP)
Holdings
- 5,000
Common Stock
Footnotes (2)
- [F1]On October 15, 2010, Dynex Capital, Inc. redeemed all of its Series D Preferred Stock in exchange for shares of its common stock at a one-for-one redemption ratio, in accordance with the terms of the Series D Preferred Stock. Before such redemption, the Series D Preferred Stock was convertible into common stock at any time on a one-for-one basis, with no expiration date.
- [F2]The full name of the Series D Preferred Stock is "Series D 9.50% Cumulative Convertible Preferred Stock."