4//SEC Filing
Forsberg Robert E 4
Accession 0001235802-11-000184
CIK 0000067279other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 4:53 PM ET
Size
28.2 KB
Accession
0001235802-11-000184
Insider Transaction Report
Form 4
MOCON INCMOCO
Forsberg Robert E
President, Baseline-MOCON, Inc
Transactions
- Exercise/Conversion
Common Stock
2011-11-04$8.07/sh+5,000$40,375→ 5,200 total - Exercise/Conversion
Common Stock
2011-11-04$8.57/sh+900$7,717→ 8,600 total - Exercise/Conversion
Common Stock
2011-11-07$8.57/sh+1,600$13,720→ 1,800 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-07$9.21/sh−7,500$69,075→ 0 totalExercise: $9.21Exp: 2016-12-30→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2011-11-04$8.90/sh+500$4,453→ 7,700 total - Sale
Common Stock
2011-11-07$16.01/sh−9,100$145,685→ 200 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-04$9.18/sh−2,000$18,350→ 0 totalExercise: $9.18Exp: 2014-12-22→ Common Stock (2,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-07$8.57/sh−1,600$13,720→ 2,500 totalExercise: $8.57Exp: 2015-12-30→ Common Stock (1,600 underlying) - Exercise/Conversion
Common Stock
2011-11-04$9.18/sh+2,000$18,350→ 7,200 total - Sale
Common Stock
2011-11-04$16.27/sh−8,400$136,708→ 200 total - Exercise/Conversion
Common Stock
2011-11-07$9.21/sh+7,500$69,075→ 9,300 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-04$8.57/sh−900$7,717→ 4,100 totalExercise: $8.57Exp: 2015-12-30→ Common Stock (900 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-04$8.07/sh−5,000$40,375→ 0 totalExercise: $8.07Exp: 2013-12-21→ Common stock (5,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-04$8.90/sh−500$4,453→ 1,500 totalExercise: $8.90Exp: 2015-12-27→ Common Stock (500 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $15.72 and $16.60, inclusive. The reporting person will provide to the SEC Staff, MOCON, Inc. or any security holder of MOCON, Inc., upon request, full information regarding the number of shares sold at each separate price.
- [F2]This option has fully vested.
- [F3]25% exercisable on each of December 31, 2009, 2010, 2011 and 2012.
Documents
Issuer
MOCON INC
CIK 0000067279
Entity typeother
Related Parties
1- filerCIK 0001456530
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 4:53 PM ET
- Size
- 28.2 KB