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4//SEC Filing

EMMITT RICHARD B 4

Accession 0001235802-13-000017

CIK 0001492658other

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 4:36 PM ET

Size

14.7 KB

Accession

0001235802-13-000017

Insider Transaction Report

Form 4
Period: 2013-01-11
Transactions
  • Other

    Ordinary Shares, par value EUR 0.03 per share

    2013-01-11$17.35/sh+262$4,546262 total(indirect: By Spouse)
  • Other

    Ordinary Shares, par value EUR 0.03 per share

    2013-01-11$17.35/sh+7,600$131,86026,933 total(indirect: See footnote)
  • Other

    Ordinary Shares, par value EUR 0.03 per share

    2013-01-11$17.35/sh+17,271$299,65246,334 total
  • Other

    Ordinary Shares, par value EUR 0.03 per share

    2013-01-11$17.35/sh578,623$10,039,109883,269 total(indirect: See footnote)
  • Other

    Ordinary Shares, par value EUR 0.03 per share

    2013-01-11$17.35/sh+206$3,574206 total(indirect: See footnote)
Footnotes (7)
  • [F1]Distribution of an aggregate of 578,623 ordinary shares to partners of Vertical Fund I, L.P., or VFI, and Vertical Fund II, L.P., or VFII, including an aggregate of 24,871 ordinary shares distributed to Mr. Emmitt and an IRA account of Mr. Emmitt and an aggregate of 468 ordinary shares distributed to Mr. Emmitt's spouse and an IRA account of Mr. Emmitt's spouse.
  • [F2]Represents the closing market price of the ordinary shares on the NASDAQ Global Select Market on the trading day of the distribution of ordinary shares to partners of VFI and VFII.
  • [F3]See Exhibit 99.1.
  • [F4]Includes 6,106 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
  • [F5]Held by an IRA account of Mr. Emmitt.
  • [F6]Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  • [F7]Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Issuer

Tornier N.V.

CIK 0001492658

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001083927

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 4:36 PM ET
Size
14.7 KB