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4//SEC Filing

LAWRENCE BRIAN 4

Accession 0001235802-23-000108

CIK 0001253176other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:33 PM ET

Size

5.7 KB

Accession

0001235802-23-000108

Insider Transaction Report

Form 4
Period: 2023-10-02
LAWRENCE BRIAN
SVP & Chief Technology Officer
Transactions
  • Award

    Common Stock

    2023-10-02+30,00060,188 total
Footnotes (3)
  • [F1]This award was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan in the form of restricted stock units. The restricted stock units vest with respect to approximately one-fourth of the underlying shares on each of the one-year, two-year, three-year and four-year anniversaries of the grant date, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.
  • [F2]Includes 43,701 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan.
  • [F3]On August 18, 2023, a 1-for-8 reverse split of the common stock of Vapotherm, Inc. occurred resulting in a decrease in the number of shares held by the reporting person. In addition, proportionate adjustments have been made to the reporting person's outstanding equity awards, including the number of restricted stock units as reflected on this Form 4 and described in footnote (2) to this Form 4, to reflect the 1-for-8 reverse stock split.

Issuer

VAPOTHERM INC

CIK 0001253176

Entity typeother

Related Parties

1
  • filerCIK 0001506228

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:33 PM ET
Size
5.7 KB