KOLKMEYER PAUL J 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Oct 22, 2004

Form 4

Period: 2004-10-21

DirectorPresident & CEO

Transactions

Tax Payment
Common Stock
2004-10-21$13.50/sh−15,050$203,175→ 194,717 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2004-10-21−50,000→ 70,312 total
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (50,000 underlying)
Exercise/Conversion
Common Stock
2004-10-21$4.16/sh+50,000$207,785→ 209,767 total
Sale
Common Stock
2004-10-21$13.57/sh−31,412$426,198→ 159,767 total

Holdings

Common Stock
(indirect: by Daughter)
1,000
Common Stock
(indirect: By Spouse)
4,100
Non-Qualified Stock Option (right to buy)
Exercise: $3.50From: 2001-05-22Exp: 2010-05-22→ Common Stock (106,059 underlying)
106,059
Non-Qualified Stock Option (right to buy)
Exercise: $14.74From: 2004-12-17Exp: 2013-12-17→ Common Stock (100,000 underlying)
100,000
Common Stock
(indirect: By 401(k))
53,996
Common Stock
(indirect: by ESOP)
10,677
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (19,300 underlying)
19,300
Non-Qualified Stock Option (right to buy)
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (115,087 underlying)
115,087
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (20,694 underlying)
20,694
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (15,536 underlying)
15,536
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (33,700 underlying)
33,700

Footnotes (1)

[F1]The stock option was granted under an employee stock option plan and therefore the reporting person did not pay a price for the option.

Documents

1 file