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FIRST NIAGARA FINANCIAL GROUP INC 4

Accession 0001237042-04-000010

CIK 0001051741operating

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 12:26 PM ET

Size

21.6 KB

Accession

0001237042-04-000010

Insider Transaction Report

Form 4

Period: 2004-12-02

FIRST NIAGARA FINANCIAL GROUP INCFNFG

EVP Chief Lending Officer

Transactions

Exercise/Conversion
Common Stock
2004-12-02$4.16/sh+15,770$65,535→ 129,581 total
Exercise/Conversion
Common Stock
2004-12-02$3.50/sh+28,972$101,501→ 113,811 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-02−15,770→ 23,652 total
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (15,770 underlying)
Sale
Common Stock
2004-12-02$14.54/sh−28,972$421,146→ 84,839 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-02−28,972→ 43,458 total
Exercise: $3.50From: 2001-05-22Exp: 2010-05-22→ Common Stock (28,972 underlying)
Sale
Common Stock
2004-12-02$14.54/sh−15,770$229,237→ 113,811 total

Holdings

Common Stock
(indirect: by Daughter)
258
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (12,400 underlying)
12,400
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (10,730 underlying)
10,730
Common Stock
(indirect: by ESOP)
8,897
Incentive Stock Option (right to buy)
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (120,312 underlying)
120,312
Common Stock
(indirect: By 401(k))
4,659
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (26,514 underlying)
26,514
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2004-05-04Exp: 2014-05-04→ Common Stock (14,000 underlying)
14,000

Footnotes (1)

[F1]The stock option was granted under an employee stock option plan and therefore the reporting person did not pay a price for the option.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001051741

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 12:26 PM ET
Size: 21.6 KB

View on SEC.gov