Home/Filings/4/0001237042-06-000030
4//SEC Filing

BERNER G GARY 4

Accession 0001237042-06-000030

CIK 0001051741other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 2:37 PM ET

Size

18.1 KB

Accession

0001237042-06-000030

Insider Transaction Report

Form 4
Period: 2006-06-15
BERNER G GARY
EVP Chief Lending Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2006-06-15$4.87/sh+10,606$51,661128,715 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2006-06-1510,60615,908 total
    Exercise: $4.87From: 2002-05-01Exp: 2011-05-01Common Stock (10,606 underlying)
  • Sale

    Common Stock

    2006-06-15$14.00/sh10,606$148,515118,109 total
Holdings
  • Common Stock

    (indirect: by ESOP)
    11,569
  • Non-Qualified Stock Option (right to buy)

    Exercise: $12.91From: 2005-12-28Exp: 2015-05-03Common Stock (30,100 underlying)
    30,100
  • Common Stock

    (indirect: By 401(k))
    4,826
  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.68From: 2003-08-28Exp: 2012-08-28Common Stock (10,730 underlying)
    10,730
  • Non-Qualified Stock Option (right to buy)

    Exercise: $3.50From: 2001-05-22Exp: 2010-05-22Common Stock (28,972 underlying)
    28,972
  • Incentive Stock Option (right to buy)

    Exercise: $4.16From: 2000-05-20Exp: 2009-05-20Common Stock (96,249 underlying)
    96,249
  • Common Stock

    (indirect: by Daughter)
    258
  • Non-Qualified Stock Option (right to buy)

    Exercise: $12.87From: 2004-05-04Exp: 2014-05-04Common Stock (14,000 underlying)
    14,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $13.28From: 2004-05-21Exp: 2013-05-21Common Stock (12,400 underlying)
    12,400
Footnotes (1)
  • [F1]The stock option was granted under a stock benefit plan and therefore the reporting person did not pay a price for the option.

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeother

Related Parties

1
  • filerCIK 0001237042

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 2:37 PM ET
Size
18.1 KB