BERNER G GARY 4
4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Aug 29, 2006
Insider Transaction Report
Form 4
BERNER G GARY
EVP Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2006-08-28$14.71/sh−295$4,339→ 117,814 total
Holdings
- 14,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2004-05-04Exp: 2014-05-04→ Common Stock (14,000 underlying) - 15,908
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (15,908 underlying) - 12,400
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (12,400 underlying) - 96,249
Incentive Stock Option (right to buy)
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (96,249 underlying) - 4,824(indirect: By 401(k))
Common Stock
- 11,569(indirect: by ESOP)
Common Stock
- 30,100
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (30,100 underlying) - 258(indirect: by Daughter)
Common Stock
- 28,972
Non-Qualified Stock Option (right to buy)
Exercise: $3.50From: 2001-05-22Exp: 2010-05-22→ Common Stock (28,972 underlying) - 10,730
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (10,730 underlying)