⌘K

Login Start Free

Home/Filings/4/0001237042-07-000031

4//SEC Filing

FIRST NIAGARA FINANCIAL GROUP INC 4

Accession 0001237042-07-000031

CIK 0001051741operating

View on SEC.gov Company Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 2:58 PM ET

Size

21.3 KB

Accession

0001237042-07-000031

Insider Transaction Report

Form 4

Period: 2007-03-21

FIRST NIAGARA FINANCIAL GROUP INCFNFG

EVP Chief Lending Officer

Transactions

Exercise/Conversion
Common Stock
2007-03-22$3.50/sh+14,486$50,750→ 139,600 total
Sale
Common Stock
2007-03-22$14.09/sh−14,486$204,112→ 125,114 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2007-03-22−14,486→ 0 total
Exercise: $3.50From: 2005-05-22Exp: 2010-05-22→ Common Stock (14,486 underlying)
Discretionary Transaction
Common Stock
2007-03-21$14.07/sh−4,946$69,590→ 0 total(indirect: By 401(k))

Holdings

Incentive Stock Option (right to buy)
Exercise: $4.16From: 2000-05-20Exp: 2009-05-20→ Common Stock (72,186 underlying)
72,186
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2004-05-04Exp: 2014-05-04→ Common Stock (14,000 underlying)
14,000
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (12,400 underlying)
12,400
Common Stock
(indirect: by Daughter)
258
Common Stock
(indirect: by ESOP)
11,569
Non-Qualified Stock Option (right to buy)
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (10,605 underlying)
10,605
Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (16,200 underlying)
16,200
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (30,100 underlying)
30,100
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (10,730 underlying)
10,730

Footnotes (1)

[F1]The stock option was granted under a stock benefit plan and therefore the reporting person did not pay a price for the option.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001051741

Filing Metadata

Form type: 4
Filed: Mar 21, 8:00 PM ET
Accepted: Mar 22, 2:58 PM ET
Size: 21.3 KB

View on SEC.gov