POLINO FRANK J 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Feb 17, 2010

Form 4

Period: 2010-02-16

Interim EVP - Consumer Banking

Transactions

Exercise/Conversion
Common Stock
2010-02-16$4.87/sh+15,000$73,064→ 56,249 total
Exercise/Conversion
Common Stock
2010-02-16$4.87/sh+23,800$115,927→ 80,049 total
Exercise/Conversion
Common Stock
2010-02-16$4.87/sh+23,283$113,409→ 103,332 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-02-16−15,000→ 47,083 total
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (15,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-02-16−23,800→ 23,283 total
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (23,800 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-02-16−23,283→ 0 total
Exercise: $4.87From: 2002-05-01Exp: 2011-05-01→ Common Stock (23,283 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,600 underlying)
13,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (27,747 underlying)
27,747
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying)
25,100
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (8,900 underlying)
8,900
Non-Qualified Stock Option (right to buy)
Exercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (15,861 underlying)
15,861
Common Stock
(indirect: By 401(k))
28,016
Common Stock
(indirect: by ESOP)
5,668
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (5,944 underlying)
5,944
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (10,600 underlying)
10,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (18,654 underlying)
18,654
Non-Qualified Stock Option (right to buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,700 underlying)
15,700

Footnotes (1)

[F1]The stock option was granted under a stock benefit plan and therefore the reporting person did not pay a price for the option.

Documents

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