4//SEC Filing
EDDY CHARLES B 4
Accession 0001237228-03-000005
CIK 0001001902other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:22 PM ET
Size
18.1 KB
Accession
0001237228-03-000005
Insider Transaction Report
Form 4
INTEVAC INCIVAC
EDDY CHARLES B
Interim CFO and EVP
Transactions
- Sale
Common Stock
2003-11-11$16.93/sh−10,000$169,280→ 22,479 total - Conversion
Convertible Subordinated Notes II
2003-11-10Exercise: $7.00From: 2002-10-10Exp: 2009-03-01→ Common Stock - Sale
Common Stock
2003-11-12$17.18/sh−10,000$171,810→ 12,479 total - Exercise/Conversion
Common Stock
2003-11-10$6.00/sh+10,000$60,000→ 16,765 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-10$6.00/sh−10,000$60,000→ 43,333 totalExercise: $6.00Exp: 2005-08-07→ Common Stock (10,000 underlying) - Exercise/Conversion
Incentive Stock Option (right to buy)
2003-11-11$6.00/sh−10,000$60,000→ 33,333 totalExercise: $6.00Exp: 2005-08-07→ Common Stock (10,000 underlying) - Conversion
Common Stock
2003-11-10$7.00/sh+5,714$39,998→ 22,479 total - Exercise/Conversion
Common Stock
2003-11-11$6.00/sh+10,000$60,000→ 32,479 total
Holdings
- 84,141(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes 84,141 shares held by the Eddy Family Trust DTD 02/09/00.
- [F2]The Convertible Notes due 2009 were automatically converted to common stock on November 10, 2003 at a conversion price of $7.00 per share.
- [F3]The holder of the Convertible Note has the right, exercisable at any time after 90 days following the date of original issuance of any Convertible Notes and prior to maturity, to convert the principal amount thereof into shares of Common Stock at the conversion price.
- [F4]The option is immediately exercisable, but any shares purchased under the option are subject to repurchase by the issuer at the option exercise price, upon the reporting person's termination of employment prior to vesting in the shares. The option shares vest in five successive equal installments upon the optionee's completion of each year of service over the five-year period measured from the grant date.
Documents
Issuer
INTEVAC INC
CIK 0001001902
Entity typeother
Related Parties
1- filerCIK 0001237228
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 6:22 PM ET
- Size
- 18.1 KB