DEAN FOODS CO/ 4

Accession 0001237284-05-000009

CIK 0000931336operating

View on SEC.gov Company Profile

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 6:54 PM ET

Size

47.9 KB

Accession

0001237284-05-000009

Insider Transaction Report

Form 4

Period: 2005-07-07

DEAN FOODS CO/DF

KLEIN RONALD H

Senior Vice President --

Transactions

Other
Common Stock
2005-05-31$33.12/sh+30.189$1,000→ 24,097.288 total
Exercise/Conversion
Deferred Stock Units
2005-07-07−8,100→ 0 total
Exercise: $0.00From: 2004-01-07Exp: 2013-01-07→ Common Stock (8,100 underlying)
Exercise/Conversion
Deferred Stock Units
2005-07-07−1,493→ 0 total
Exercise: $0.00From: 2004-01-07Exp: 2013-01-07→ Common Stock (1,493 underlying)
Exercise/Conversion
Common Stock
2005-07-07+7,056→ 24,067.099 total

Holdings

Deferred Stock Units
Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (10,100 underlying)
10,100
Non-Qualified Stock Option (right to buy)
Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (33,468 underlying)
33,468
Incentive Stock Option (right to buy)
Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (6,954 underlying)
6,954
Incentive Stock Option (right to buy)
Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (743 underlying)
743
Non-Qualified Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (30,000 underlying)
30,000
Non-Qualified Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (7,387 underlying)
7,387
Deferred Stock Units
Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,769 underlying)
1,769
Incentive Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (905 underlying)
905
Incentive Stock Option (right to buy)
Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (5,232 underlying)
5,232
Non-Qualified Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (40,086 underlying)
40,086
Non-Qualified Stock Option (right to buy)
Exercise: $31.85From: 2006-01-10Exp: 2015-01-10→ Common Stock (4,306 underlying)
4,306
Non-Qualified Stock Option (right to buy)
Exercise: $31.17From: 2005-01-13Exp: 2014-01-13→ Common Stock (5,489 underlying)
5,489
Incentive Stock Option (right to buy)
Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (1,281 underlying)
1,281
Incentive Stock Option (right to buy)
Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (4,032 underlying)
4,032
Non-Qualified Stock Option (right to buy)
Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (6,167 underlying)
6,167
Non-Qualified Stock Option (right to buy)
Exercise: $31.17From: 2005-01-13Exp: 2014-01-13→ Common Stock (29,791 underlying)
29,791
Restricted Stock Units
Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (10,500 underlying)
10,500
Restricted Stock Units
Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (1,935 underlying)
1,935
Incentive Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (4,914 underlying)
4,914
Incentive Stock Option (right to buy)
Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (3,209 underlying)
3,209
Incentive Stock Option (right to buy)
Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (964 underlying)
964
Incentive Stock Option (right to buy)
Exercise: $36.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (591 underlying)
591
Non-Qualified Stock Option (right to buy)
Exercise: $31.85From: 2006-01-10Exp: 2015-01-10→ Common Stock (23,368 underlying)
23,368
Non-Qualified Stock Option (right to buy)
Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (5,528 underlying)
5,528

Footnotes (6)

[F1]The reporting person was entitled to receive 13,500 shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2003 Award of Deferred Stock Units ("DSUs"). Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted by 1,493 to restore the post-spin value of the award to the pre-spin value of the award. A portion of these shares (2,537) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 7,056 net shares of common stock.
[F2]Shares purchased through Issuer's Employee Stock Purchase Plan.
[F3]The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.
[F4]Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award.
[F5]The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.
[F6]Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

DEAN FOODS CO/

CIK 0000931336

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000931336

Filing Metadata

Form type: 4
Filed: Jul 10, 8:00 PM ET
Accepted: Jul 11, 6:54 PM ET
Size: 47.9 KB

View on SEC.gov