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DEAN FOODS CO/ 4

Accession 0001237284-06-000002

CIK 0000931336operating
View on SEC.govCompany Profile

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 5:14 PM ET

Size

58.7 KB

Accession

0001237284-06-000002

Insider Transaction Report

Form 4
Period: 2006-01-07
DEAN FOODS CO/DF
KLEIN RONALD H
Senior Vice President --
Transactions
  • Other

    Common Stock

    2005-06-30$29.95/sh+33.384$1,000→ 25,559.762 total
  • Other

    Common Stock

    2005-10-31$30.73/sh+32.544$1,000→ 25,687.292 total
  • Other

    Common Stock

    2005-07-29$30.34/sh+32.954$1,000→ 25,592.626 total
  • Other

    Common Stock

    2005-12-30$32.01/sh+31.239$1,000→ 25,749.337 total
  • Exercise/Conversion

    Restricted Stock Units-TU905739

    2006-01-07−387→ 1,548 total
    Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (387 underlying)
  • Other

    Common Stock

    2005-08-31$31.40/sh+31.848$1,000→ 25,624.474 total
  • Other

    Common Stock

    2005-09-30$33.03/sh+30.274$1,000→ 25,654.748 total
  • Exercise/Conversion

    Common Stock

    2006-01-07+2,487→ 26,584.288 total
  • Other

    Common Stock

    2005-11-30$32.46/sh+30.806$1,000→ 25,718.098 total
  • Tax Payment

    Common Stock

    2006-01-07−1,058→ 25,526.288 total
  • Exercise/Conversion

    Restricted Stock Units-DF902030

    2006-01-07−2,100→ 8,400 total
    Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (2,100 underlying)
Holdings

  • Non-Qualified Stock Option (right to buy)-T0000669

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (5,528 underlying)
    5,528

  • Incentive Stock Option (right to buy)-DF002209

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (4,032 underlying)
    4,032

  • Incentive Stock Option (right to buy)-T0001044

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (743 underlying)
    743

  • Non-Qualified Stock Option (right to buy)-DF002210

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (33,468 underlying)
    33,468

  • Deferred Stock Units-DU000097

    Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (9,600 underlying)
    9,600

  • Deferred Stock Units-TU905844

    Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,769 underlying)
    1,769

  • Incentive Stock Option (right to buy)-T0000510

    Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (6,954 underlying)
    6,954

  • Non-Qualified Stock Option (right to buy)-DF003315

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (29,791 underlying)
    29,791

  • Non-Qualified Stock Option (right to buy)-T0000740

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (5,489 underlying)
    5,489

  • Non-Qualified Stock Option (right to buy)-DF001607

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (40,086 underlying)
    40,086

  • Non-Qualified Stock Option (right to buy)-T0000659

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (6,167 underlying)
    6,167

  • Non-Qualified Stock Option (right to buy)-DF001359

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (30,000 underlying)
    30,000

  • Incentive Stock Option (right to buy)-T0000942

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (905 underlying)
    905

  • Non-Qualified Stock Option (right to buy)-T0000598

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (7,387 underlying)
    7,387

  • Non-Qualified Stock Option (right to buy)-T0000798

    Exercise: $26.89From: 2006-01-10Exp: 2015-01-10→ Common Stock (4,306 underlying)
    4,306

  • Non-Qualified Stock Option (right to buy)-DF902123

    Exercise: $26.89From: 2006-01-10Exp: 2015-01-10→ Common Stock (23,368 underlying)
    23,368

  • Incentive Stock Option (right to buy)-T0001765

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (395 underlying)
    395

  • Non-Qualified Stock Option (right to buy)-TU000269

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (196 underlying)
    196

  • Incentive Stock Option (right to buy)-DF902122

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (5,232 underlying)
    5,232

  • Incentive Stock Option (right to buy)-T0001363

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (643 underlying)
    643

  • Non-Qualified Stock Option (right to buy)-TU000268

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (321 underlying)
    321

  • Incentive Stock Option (right to buy)-T0000847

    Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (1,281 underlying)
    1,281

  • Incentive Stock Option (right to buy)-DF001606

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (4,914 underlying)
    4,914

  • Incentive Stock Option (right to buy)-DF003314

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,268 underlying)
    1,268

  • Non-Qualified Stock Option (right to buy)-TU000267

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,941 underlying)
    1,941
Footnotes (5)
  • [F1]The reporting person was entitled to receive a total of 2,487 shares of common stock of the Issuer pursuant to the vesting provisions in the 2005 Award of Restricted Stock Units ("RSUs"). A portion of these shares (1,058) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 1,429 net shares of common stock.
  • [F2]Shares purchased through Issuer's Employee Stock Purchase Plan.
  • [F3]The reporting person has received an award of Stock Units ("SUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the SU Award Agreement. The SUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.
  • [F4]The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.
  • [F5]In order to comply with the IRS guidelines which stipulate that the aggregate fair market value of incentive stock option grants (valued as of the grant date) exercisable for the first time during any calendar year cannot exceed $100,000, a correction was made whereby there was a replacement of some of the incentive stock options with non-qualified options, which contain the same exercise price and vesting terms.

Documents

1 file

Issuer

DEAN FOODS CO/

CIK 0000931336

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 5:14 PM ET
Size
58.7 KB
View on SEC.gov