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4//SEC Filing

DEAN FOODS CO/ 4

Accession 0001237284-06-000004

CIK 0000931336operating
View on SEC.govCompany Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 11:09 AM ET

Size

51.2 KB

Accession

0001237284-06-000004

Insider Transaction Report

Form 4
Period: 2006-01-13
DEAN FOODS CO/DF
KLEIN RONALD H
Senior Vice President --
Transactions
  • Exercise/Conversion

    Common Stock

    2006-01-13+2,842→ 28,991.337 total
  • Award

    Restricted Stock Units-(DU )

    2006-01-13+10,000→ 10,000 total
    Exercise: $0.00From: 2007-01-13Exp: 2016-01-13→ Common Stock (10,000 underlying)
  • Tax Payment

    Common Stock

    2006-01-13−1,036→ 27,555.337 total
  • Exercise/Conversion

    Deferred Stock Units-TU905844

    2006-01-13−442→ 1,327 total
    Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (442 underlying)
  • Exercise/Conversion

    Deferred Stock Units-DU000097

    2006-01-13−2,400→ 7,200 total
    Exercise: $0.00From: 2005-01-13Exp: 2014-01-13→ Common Stock (2,400 underlying)
  • Award

    Non-Qualified Stock Option (right to buy-DF )

    2006-01-13$37.74/sh+45,000$1,698,300→ 45,000 total
    Exercise: $37.74From: 2007-01-13Exp: 2016-01-13→ Common Stock (45,000 underlying)
Holdings

  • Incentive Stock Option (right to buy)-DF003314

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,268 underlying)
    1,268

  • Non-Qualified Stock Option (right to buy)-DF001359

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (30,000 underlying)
    30,000

  • Incentive Stock Option (right to buy)-T0000847

    Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (1,281 underlying)
    1,281

  • Non-Qualified Stock Option (right to buy)-TU000267

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,941 underlying)
    1,941

  • Incentive Stock Option (right to buy)-T0000510

    Exercise: $12.14From: 2002-01-22Exp: 2011-01-22→ Common Stock (6,954 underlying)
    6,954

  • Non-Qualified Stock Option (right to buy)-DF902123

    Exercise: $26.89From: 2006-01-10Exp: 2015-01-10→ Common Stock (23,368 underlying)
    23,368

  • Non-Qualified Stock Option (right to buy)-T0000659

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (6,167 underlying)
    6,167

  • Non-Qualified Stock Option (right to buy)-T0000598

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (7,387 underlying)
    7,387

  • Restricted Stock Units-TU905739

    Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (1,548 underlying)
    1,548

  • Incentive Stock Option (right to buy)-T0001044

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (743 underlying)
    743

  • Incentive Stock Option (right to buy)-T0001765

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (395 underlying)
    395

  • Non-Qualified Stock Option (right to buy)-DF003315

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (29,791 underlying)
    29,791

  • Non-Qualified Stock Option (right to buy)-T0000740

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (5,489 underlying)
    5,489

  • Incentive Stock Option (right to buy)-T0001363

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (643 underlying)
    643

  • Non-Qualified Stock Option (right to buy)-TU000268

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (321 underlying)
    321

  • Incentive Stock Option (right to buy)-T0000942

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (905 underlying)
    905

  • Incentive Stock Option (right to buy)-DF902122

    Exercise: $26.89From: 2006-01-07Exp: 2015-01-07→ Common Stock (5,232 underlying)
    5,232

  • Restricted Stock Units-DF902030

    Exercise: $0.00From: 2006-01-07Exp: 2015-02-07→ Common Stock (8,400 underlying)
    8,400

  • Non-Qualified Stock Option (right to buy)-T0000798

    Exercise: $26.89From: 2006-01-10Exp: 2015-01-10→ Common Stock (4,306 underlying)
    4,306

  • Incentive Stock Option (right to buy)-DF001606

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (4,914 underlying)
    4,914

  • Non-Qualified Stock Option (right to buy)-DF001607

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (40,086 underlying)
    40,086

  • Non-Qualified Stock Option (right to buy)-TU000269

    Exercise: $26.32From: 2005-01-13Exp: 2014-01-13→ Common Stock (196 underlying)
    196

  • Non-Qualified Stock Option (right to buy)-T0000669

    Exercise: $17.18From: 2003-01-14Exp: 2012-01-14→ Common Stock (5,528 underlying)
    5,528

  • Incentive Stock Option (right to buy)-DF002209

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (4,032 underlying)
    4,032

  • Non-Qualified Stock Option (right to buy)-DF002210

    Exercise: $20.94From: 2004-01-06Exp: 2013-01-06→ Common Stock (33,468 underlying)
    33,468
Footnotes (3)
  • [F1]The reporting person was entitled to receive a total of 2,842 shares of common stock of the Issuer pursuant to the vesting provisions in the 2004 Award of Restricted Stock Units ("RSUs"). A portion of these shares (1,036) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 1,806 net shares of common stock.
  • [F2]The reporting person has received an award of Stock Units ("SUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the SU Award Agreement. The SUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.
  • [F3]The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.

Documents

1 file

Issuer

DEAN FOODS CO/

CIK 0000931336

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 11:09 AM ET
Size
51.2 KB
View on SEC.gov