VICKERS JIM 4
4 · CAPTIVA SOFTWARE CORP · Filed Sep 19, 2003
Insider Transaction Report
Form 4
VICKERS JIM
CMO & GM of Pixel Translations
Transactions
- Sale
Common Stock
2003-09-18$7.67/sh−28,125$215,719→ 0 total - Exercise/Conversion
Common Stock
2003-09-18$1.45/sh+28,125$40,781→ 28,125 total - Exercise/Conversion
Employee stock option (right to buy)
2003-09-18−28,125→ 93,750 totalExercise: $1.45From: 2001-12-10Exp: 2011-12-09→ Common Stock (28,125 underlying)
Footnotes (2)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2003.
- [F2]As of September 18, 2003, 37,500 option shares were vested and exercisable. The remainder option shares vest 9,375 shares quarterly until becoming fully vested on December 10, 2005.