KORZEKWINSKI FRANCIS W 4

4 · FLUSHING FINANCIAL CORP · Filed Jan 28, 2026

AI-generated summary of this filing

Updated Jan 29, 2026

Flushing Financial SEVP Francis Korzekwinski Receives Awards

What Happened

Francis W. Korzekwinski, Senior Executive Vice President of Flushing Financial Corp. (FFIC), received equity awards and experienced routine tax withholding tied to vesting. On 1/27/2026 he was credited with 7,040 shares from a grant/conversion (RSUs/derivative conversion). Separately, 8,300 performance RSUs (PRSUs) were disposed/canceled because performance criteria were not met. On 1/26/2026, 480 shares were withheld to satisfy taxes at $16.10/share, totaling $7,728. These actions are award-related and not an open-market purchase or opportunistic sale.

Key Details

Transaction dates and amounts:
- 2026-01-26: 480 shares withheld for taxes at $16.10 each — value $7,728 (Disposition; code F).
- 2026-01-27: Grant/award of 7,040 RSUs (Acquired; code A) — price N/A.
- 2026-01-27: Conversion/exercise entries: 8,300 shares disposed (derivative; code M) — non-vest of PRSUs; 7,040 shares acquired (derivative conversion; code M) — price N/A.
Shares owned after the transactions: not specified in the filing.
Relevant footnotes:
- F1: Shares withheld to satisfy taxes upon vesting.
- F2: RSUs cliff-vest at end of a three-year period.
- F4: The 8,300-share disposition resulted from PRSUs not vesting due to unmet performance criteria (from a 1/26/2023 grant).
- F5: The PRSU grant is at target level and vests only if performance metrics are achieved after three years.
- F3: Some shares are held in the Flushing Bank 401(k) Savings Plan as of 1/27/26.
Filing timeliness: Report filed 2026-01-28 for transactions dated 1/26–1/27/2026; the filing does not indicate lateness.

Context

These entries reflect award activity and routine tax withholding, not an open-market sale or purchase. The 480-share disposition was to cover taxes on vesting (common practice). The 8,300-share disposition was not a market sale but cancellation of PRSUs due to unmet performance goals. RSUs/PRSUs commonly cliff-vest (per footnotes), so future value depends on vesting and performance outcomes.

Form 4

Period: 2026-01-26

SEVP

Transactions

Tax Payment
Common Stock
[F1]
2026-01-26$16.10/sh−480$7,728→ 74,913 total
Award
Common Stock
[F2]
2026-01-27+7,040→ 81,953 total
Exercise/Conversion
Common Stock
[F4][F3]
2026-01-27−8,300→ 0 total
→ Common Stock (8,300 underlying)
Exercise/Conversion
Common Stock
[F5]
2026-01-27+7,040→ 0 total
→ Common Stock (7,040 underlying)

Holdings

Footnotes (5)

[F1]Shares withheld to satisfy taxes upon vesting.
[F2]Grant of RSUs which cliff vest at end of three year period.
[F3]Shares held in Flushing Bank 401(k) Savings Plan a/o 1/27/26.
[F4]Disposition resulted from non-vesting of an equal number of PRSUs, due to performance criteria not being met, from the January 26, 2023 grant.
[F5]Grant of PRSUs, at target level, which cliff vest at the end of the three year performance period if certain performance metrics are achieved.

Signature

Signed by Russell A. Fleishman under POA by Francis W. Korzekwinski|2026-01-28

1 file