4//SEC Filing
FIRSTWAVE TECHNOLOGIES INC 4
Accession 0001238213-03-000015
$KOANCIK 0000897078operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:03 PM ET
Size
19.0 KB
Accession
0001238213-03-000015
Insider Transaction Report
Form 4
BROCK RICHARD T
DirectorChairman and CEO10% Owner
Transactions
- Award
Incentive Stock Option (right to buy)
2003-07-31$7.70/sh+10,000$77,000→ 10,000 totalExercise: $7.70From: 2004-07-31Exp: 2013-07-31→ Common Stock, no par value (10,000 underlying)
Holdings
- 6,667
Incentive Stock Option (right to buy)
Exercise: $7.71From: 2002-09-20Exp: 2012-09-20→ Common Stock, no par value (6,667 underlying) - 2,417
Incentive Stock Option (right to buy)
Exercise: $1.38From: 2002-05-14Exp: 2011-05-14→ Common Stock, no par value (2,417 underlying) - 7,000
Incentive Stock Option (right to buy)
Exercise: $16.50From: 2004-01-21Exp: 2013-01-21→ Common Stock, no par value (7,000 underlying) - 10,000
Convertible Preferred - Series C
Exercise: $1.80From: 2001-09-17→ Common Stock, no par value (416,667 underlying) - 1,667
Non-Qualified Stock Option (right to buy)
Exercise: $5.63From: 1999-11-06Exp: 2008-11-06→ Common Stock, no par value (1,667 underlying) - 5,000
Convertible Preferred - Series B
Exercise: $8.10From: 2001-05-15→ Common Stock, no par value (61,728 underlying) - 198,608
Common Stock, no par value
- 10,000
Convertable Preferred - Series A
Exercise: $6.18From: 2000-04-25→ Common Stock, no par value (161,812 underlying) - 6,667
Non-Qualified Stock Option (right to buy)
Exercise: $7.01From: 2002-09-20Exp: 2012-09-20→ Common Stock, no par value (6,667 underlying)
Footnotes (2)
- [F1]These options become exercisable in annual increments beginning one year after grant date. 25% of the options are exercisable after the first year, 50% after the second year, 75% after the third year, and 100% after the fourth year.
- [F2]These options do not expire.
Documents
Issuer
FIRSTWAVE TECHNOLOGIES INC
CIK 0000897078
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000897078
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:03 PM ET
- Size
- 19.0 KB