4//SEC Filing
GLADSTONE INVESTMENT CORPORATION\DE 4
Accession 0001238284-16-000002
$GAINCIK 0001321741operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 3:55 PM ET
Size
14.1 KB
Accession
0001238284-16-000002
Insider Transaction Report
Form 4
BRUBAKER TERRY LEE
DirectorCOO; Secretary
Transactions
- Sale
Common Stock
2016-08-12$8.66/sh−500$4,330→ 9,780.8 total(indirect: By Spouse) - Sale
Common Stock
2016-08-12$8.67/sh−5,400$46,829→ 4,380.8 total(indirect: By Spouse) - Sale
Common Stock
2016-08-15$8.73/sh−18,417$160,733→ 214,180.99 total - Sale
Common Stock
2016-08-12$8.67/sh−5,400$46,824→ 232,597.99 total - Sale
Common Stock
2016-08-15$8.74/sh−4,380$38,274→ 0 total(indirect: By Spouce) - Sale
Common Stock
2016-08-16$8.78/sh−15,317$134,469→ 198,863.99 total
Footnotes (4)
- [F1]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.66 to $8.68 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.69 to $8.75 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.71 to $8.75 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.71 to $8.88 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Documents
Issuer
GLADSTONE INVESTMENT CORPORATION\DE
CIK 0001321741
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001321741
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 3:55 PM ET
- Size
- 14.1 KB