GLADSTONE INVESTMENT CORPORATION\DE 4
4 · GLADSTONE INVESTMENT CORPORATION\DE · Filed Aug 16, 2016
Insider Transaction Report
Form 4
BRUBAKER TERRY LEE
DirectorCOO; Secretary
Transactions
- Sale
Common Stock
2016-08-12$8.66/sh−500$4,330→ 9,780.8 total(indirect: By Spouse) - Sale
Common Stock
2016-08-12$8.67/sh−5,400$46,829→ 4,380.8 total(indirect: By Spouse) - Sale
Common Stock
2016-08-15$8.73/sh−18,417$160,733→ 214,180.99 total - Sale
Common Stock
2016-08-12$8.67/sh−5,400$46,824→ 232,597.99 total - Sale
Common Stock
2016-08-15$8.74/sh−4,380$38,274→ 0 total(indirect: By Spouce) - Sale
Common Stock
2016-08-16$8.78/sh−15,317$134,469→ 198,863.99 total
Footnotes (4)
- [F1]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.66 to $8.68 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.69 to $8.75 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.71 to $8.75 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.71 to $8.88 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.