GLADSTONE CAPITAL CORP 4
4 · GLADSTONE CAPITAL CORP · Filed Dec 13, 2016
Insider Transaction Report
Form 4
BRUBAKER TERRY LEE
DirectorCOO
Transactions
- Sale
Common Stock
2016-12-12$8.92/sh−93,334$832,110→ 0 total
Footnotes (2)
- [F1]The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Frebruary 16, 2016.
- [F2]Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.90 to $8.95 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.