Home/Filings/4/0001238951-03-000003
4//SEC Filing

DURBIN EDWARD 4

Accession 0001238951-03-000003

CIK 0001001902other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 6:26 PM ET

Size

12.0 KB

Accession

0001238951-03-000003

Insider Transaction Report

Form 4
Period: 2003-11-10
DURBIN EDWARD
10% Owner
Transactions
  • Conversion

    Common Stock

    2003-11-10$7.00/sh+105,714$739,998107,714 total
  • Conversion

    Common Stock

    2003-11-10$7.00/sh+8,000$56,0008,000 total(indirect: By Spouse)
  • Conversion

    Convertible Subordinated Notes II

    2003-11-10
    Exercise: $7.00From: 2002-10-10Exp: 2009-03-01Common Stock
Holdings
  • Common Stock

    (indirect: By LLC)
    2,344,031
Footnotes (3)
  • [F1]Mr. Durbin is a former director of the issuer and is a Manager of Foster City LLC and shares voting and investment powers over the shares of the issuer held by Foster City LLC. Mr. Durbin disclaims beneficial ownership of the shares of the issuer held by Foster City LLC except as to his pecuniary interest therein.
  • [F2]The Convertible Notes due 2009 were automatically converted to common stock on November 10, 2003 at a conversion price of $7.00 per share.
  • [F3]The holder of the Convertible Note has the right, exercisable at any time after 90 days following the date of original issuance of any Convertible Notes and prior to maturity, to convert the principal amount thereof into shares of Common Stock at the conversion price.

Issuer

INTEVAC INC

CIK 0001001902

Entity typeother

Related Parties

1
  • filerCIK 0001238951

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:26 PM ET
Size
12.0 KB