INTEVAC INC·4

Nov 14, 4:45 PM ET

DURBIN EDWARD 4

4 · INTEVAC INC · Filed Nov 14, 2003

Insider Transaction Report

Form 4
Period: 2003-11-12
DURBIN EDWARD
10% Owner
Transactions
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2003-11-12$3.38/sh5,000$16,8750 total
    Exercise: $3.38From: 2000-06-21Exp: 2010-06-21Common Stock (5,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2003-11-12$6.00/sh10,000$60,0000 total
    Exercise: $6.00From: 1995-11-21Exp: 2005-11-20Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-12$6.38/sh+2,500$15,938110,214 total
  • Exercise/Conversion

    Common Stock

    2003-11-12$5.38/sh+5,000$26,875117,714 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2003-11-12$6.38/sh2,500$15,9382,500 total
    Exercise: $6.38From: 1998-08-31Exp: 2008-08-31Common Stock (2,500 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-12$6.00/sh+10,000$60,000142,714 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    8,000
  • Common Stock

    (indirect: By LLC)
    2,344,031
Footnotes (4)
  • [F1]Mr. Durbin is a former director of the issuer and is a Manager of Foster City LLC and shares voting and investment powers over the shares of the issuer held by Foster City LLC. Mr. Durbin disclaims beneficial ownership of the shares of the issuer held by Foster City LLC except as to his pecuniary interest therein.
  • [F2]The option is immediately exercisable and fully vested upon the date of grant.
  • [F3]The option is immediately exercisable, but any shares purchased under the option are subject to repurchase by the issuer at the option exercise price, upon the reporting person's cessation of Board service prior to vesting in the shares. The option shares vest in four successive equal installments upon the optionee's completion of each year of Board service over the four-year period measured from the grant date.
  • [F4]This option is immediately exercisable, but any shares purchased under the option are subject to repurchase by the issuer at the option exercise price, upon the reporting person's cessation of Board service prior to vesting in the shares. The option shares vest upon the optionee's completion of one year of Board service as measured from the grant date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT