4//SEC Filing
BIRCHBY JOHN D 4
Accession 0001239747-04-000159
CIK 0000921847other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:47 PM ET
Size
15.4 KB
Accession
0001239747-04-000159
Insider Transaction Report
Form 4
BIRCHBY JOHN D
Director
Transactions
- Gift
Common Stock, par value $0.01 per share
2004-11-26+3,000→ 3,000 total(indirect: By son)
Holdings
- 0(indirect: By Trust)
Common Stock, par value $0.01 per share
- 1,350(indirect: By IRA)
Common Stock, par value $0.01 per share
- 22,000
Common Stock, par value $0.01 per share
- 331,600
Common Stock, par value $0.01 per share
- 10,000(indirect: By Trust)
Common Stock, par value $0.01 per share
- 100,000(indirect: As Custodian)
Common Stock, par value $0.01 per share
- 40,000
Stock Option (Right to Buy)
Exercise: $6.94Exp: 2010-01-13→ Common Stock (40,000 underlying) - 500,000(indirect: By LLC)
Common Stock, par value $0.01 per share
- 199,000(indirect: By Profit Sharing Plan)
Common Stock, par value $0.01 per share
Footnotes (9)
- [F1]The reporting person holds the shares through the Profit Sharing Plan of Dieffenbach, Witt & Birchby, a law firm of which the reporting person is a partner.
- [F2]The shares listed are held by a limited liability company ("LLC") of which the reporting person is the Managing Member. The ownership interest in the LLC is determined by the Managing Member of the LLC on the last day of each tax year. The other members of the LLC are Mary E. Birchby, the reporting person's spouse, and a limited partnership, all of the members of which are comprised of members of the reporting person's immediate family.
- [F3]Award to reporting person of 55,000 shares of common stock pursuant to the Hudson City Bancorp, Inc. 2000 Recognition and Retention Plan ("RRP"), which the stockholders approved at a Special Meeting of Stockholders of Hudson City Bancorp, Inc. held on January 13, 2000 ("Special Meeting"). On each of April 20, 2001 and 2002, 11,000 shares vested and became directly owned by the reporting person. The shares awarded pursuant to the RRP were adjusted to reflect a 2-for-1 stock split on June 17, 2002. On each of April 20, 2003 and 2004, 22,000 shares vested and became directly owned by the reporting person. The remaining 22,000 shares will vest and become directly owned by the reporting person on April 20, 2005. Such shares are subject to a legend until vested.
- [F4]Grant to the reporting person of options to buy 100,000 shares of common stock pursuant to the Hudson City Bancorp, Inc. 2000 Stock Option Plan which was approved by stockholders at the Special Meeting. Options to buy 20,000 shares of common stock vested and became exercisable on each of January 13, 2001 and 2002. The options awarded to the reporting person were adjusted to reflect a 2-for-1 stock split on June 17, 2002 and on each of January 13, 2003 and 2004, options to buy 40,000 shares of common stock vested and became exercisable. The 40,000 unvested options will vest and become exercisable on January 13, 2005.
- [F5]The shares are held as custodian for the reporting persons child under the New Jersey Uniform Transfer to Minors Act.
- [F6]The shares listed are held by the Julia C. Birchby Testamentary Trust, for which the reporting person serves as trustee. The shares listed are held by the Trust for the benefit of the children of the reporting person.
- [F7]The shares are held in a joint account in the names of John D. Birchby and Mary E. Birchby.
- [F8]Effective April 30, 2004, the reporting person was no longer the trustee of The Kenneth L. Birchby 2002 Irrevocable Trust and therefore, no longer has a reportable beneficial interest in 275,000 shares of common stock and 40,000 stock options held by Trust. The shares and options noted have been included in the reporting person's prior ownership reports.
- [F9]The reporting person has a beneficial interest in 3,000 shares of common stock that were gifted to the reporting person's son.
Documents
Issuer
HUDSON CITY BANCORP INC
CIK 0000921847
Entity typeother
Related Parties
1- filerCIK 0001206745
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 5:47 PM ET
- Size
- 15.4 KB