4//SEC Filing
LUNA INNOVATIONS INC 4
Accession 0001239819-16-000172
CIK 0001239819operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 8:13 PM ET
Size
11.3 KB
Accession
0001239819-16-000172
Insider Transaction Report
Form 4
Wise Michael W.
Director
Transactions
- Award
Stock Units
2016-10-03$1.46/sh+513.7$750→ 84,152.37 total→ Common Stock (513.7 underlying) - Award
Stock Units
2016-10-03$1.46/sh+4,280.82$6,250→ 83,124.97 total→ Common Stock (4,280.82 underlying) - Award
Stock Units
2016-10-03$1.46/sh+513.7$750→ 83,638.67 total→ Common Stock (513.7 underlying)
Footnotes (5)
- [F1]Stock units are convertible into issuer's common stock on a 1-for-1 basis.
- [F2]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Wise's service as a member of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $6,250.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
- [F3]The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.
- [F4]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Wise's service on the audit committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $750.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
- [F5]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Wise's service on the compensation committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $750.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001239819
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 8:13 PM ET
- Size
- 11.3 KB