Home/Filings/4/0001239819-18-000040
4//SEC Filing

Wise Michael W. 4

Accession 0001239819-18-000040

CIK 0001239819other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 8:15 PM ET

Size

6.2 KB

Accession

0001239819-18-000040

Insider Transaction Report

Form 4
Period: 2018-05-15
Transactions
  • Award

    Stock Units

    2018-05-15+8,14392,295.37 total
    Common Stock (8,143 underlying)
Footnotes (3)
  • [F1]Stock units are convertible into issuer's common stock on a 1-for-1 basis.
  • [F2]This grant was awarded in connection with Mr. Wise's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $25,000 divided by $3.07, the closing price of the issuer's stock on Nasdaq Capital Market on May 15, 2018, the date of grant.
  • [F3]The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Issuer

LUNA INNOVATIONS INC

CIK 0001239819

Entity typeother

Related Parties

1
  • filerCIK 0001519999

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 8:15 PM ET
Size
6.2 KB