Home/Filings/4/0001239819-22-000097
4//SEC Filing

ANDERSON N LEIGH 4

Accession 0001239819-22-000097

CIK 0001239819other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 5:08 PM ET

Size

11.2 KB

Accession

0001239819-22-000097

Insider Transaction Report

Form 4
Period: 2022-07-01
Transactions
  • Award

    Stock Units

    2022-07-01+224.8239,448.56 total
    Common Stock (224.82 underlying)
  • Award

    Stock Units

    2022-07-01+1,888.4939,223.74 total
    Common Stock (1,888.49 underlying)
Footnotes (5)
  • [F1]Stock Units are convertible into issuer's common stock on a 1-for-1 basis.
  • [F2]This grant was made pursuant to the issuer's non-employee director compensation, as compensation for Mr. Anderson's service as a member of the board of directors for the period of July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $10,500.00 divided by $5.56, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
  • [F3]The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.
  • [F4]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Anderson's service on the audit committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
  • [F5]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Anderson's service on the compensation committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

Issuer

LUNA INNOVATIONS INC

CIK 0001239819

Entity typeother

Related Parties

1
  • filerCIK 0001205596

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 5:08 PM ET
Size
11.2 KB