4//SEC Filing
PHELPS BARRY 4
Accession 0001239819-23-000109
CIK 0001239819other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:52 PM ET
Size
13.8 KB
Accession
0001239819-23-000109
Insider Transaction Report
Form 4
PHELPS BARRY
Director
Transactions
- Award
Stock Units
2023-10-02+1,785.71→ 106,322.99 total→ Common Stock (1,785.71 underlying) - Award
Stock Units
2023-10-02+637.76→ 106,960.75 total→ Common Stock (637.76 underlying) - Award
Stock Units
2023-10-02+212.59→ 107,385.93 total→ Common Stock (212.59 underlying) - Award
Stock Units
2023-10-02+212.59→ 107,173.34 total→ Common Stock (212.59 underlying)
Footnotes (6)
- [F1]Stock Units are convertible into issuer's common stock on a 1-for-1 basis.
- [F2]This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $10,500.00 divided by $5.88, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
- [F3]The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.
- [F4]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $3,750.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
- [F5]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
- [F6]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeother
Related Parties
1- filerCIK 0001240508
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 4:52 PM ET
- Size
- 13.8 KB