4//SEC Filing
SPIEGEL GARY 4
Accession 0001239819-24-000110
CIK 0001239819other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:24 PM ET
Size
11.3 KB
Accession
0001239819-24-000110
Insider Transaction Report
Form 4
SPIEGEL GARY
Director
Transactions
- Award
Stock Units
2024-10-01+1,971.83→ 62,184.41 total→ Common Stock (1,971.83 underlying) - Award
Stock Units
2024-10-01+704.23→ 62,888.64 total→ Common Stock (704.23 underlying) - Award
Stock Units
2024-10-01+234.74→ 63,123.38 total→ Common Stock (234.74 underlying)
Footnotes (5)
- [F1]Stock Units are convertible into issuer's common stock on a 1-for-1 basis.
- [F2]This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Spiegel's service as a member of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $4,200.00, the portion of their fees the Reporting person elected to receive in stock units, divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market October 1, 2024, the first trading day of the quarter.
- [F3]The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.
- [F4]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Spiegel's service as the chairman of the compensation committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $1,500.00, the portion of their fees the Reporting Person elected to receive in stock units, divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter.
- [F5]This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Spiegel's service on the nominating and governance committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $500.00, the portion of their fees the Reporting Person elected to receive in stock units, divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeother
Related Parties
1- filerCIK 0001122669
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:24 PM ET
- Size
- 11.3 KB