4//SEC Filing
Winter Michael R 4
Accession 0001239944-19-000038
CIK 0000046129other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 5:37 PM ET
Size
9.1 KB
Accession
0001239944-19-000038
Insider Transaction Report
Form 4
Winter Michael R
Director
Transactions
- Sale
Common Stock
2017-05-23$24.69/sh−2,000$49,380→ 0 total(indirect: By IRA) - Purchase
Common Stock
2018-06-13$48.97/sh+2,000$97,943→ 2,000 total(indirect: By IRA)
Holdings
- 14,118
Common Stock
Footnotes (6)
- [F1]These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date.
- [F4]Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date.
- [F5]The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.
- [F6]Includes shares purchased in the reporting person's IRA account that were previously reported on a Form 4 filed on May 14, 2019.
Documents
Issuer
ALLIED MOTION TECHNOLOGIES INC
CIK 0000046129
Entity typeother
Related Parties
1- filerCIK 0001612951
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 5:37 PM ET
- Size
- 9.1 KB