SMITH ARTHUR H 4
4 · LIBBEY INC · Filed Jul 12, 2004
Insider Transaction Report
Form 4
LIBBEY INCLBY
SMITH ARTHUR H
VP,General Counsel & Secretary
Transactions
- Award
Common Stock
2004-07-08+7,500→ 13,038.547 total
Holdings
- 7,500
Non-Qualified Stock Option (right to buy)
Exercise: $23.00From: 1996-12-22Exp: 2005-12-23→ Common Stock (7,500 underlying) - 12,000
Non-Qualified Stock Option (right to buy)
Exercise: $28.53Exp: 2013-12-16→ Common Stock (12,000 underlying) - 12,500
Non-Qualified Stock Option (right to buy)
Exercise: $31.38From: 2000-08-24Exp: 2009-08-25→ Common Stock (12,500 underlying) - 8,500
Non-Qualified Stock Option (right to buy)
Exercise: $26.88From: 1997-12-02Exp: 2006-12-03→ Common Stock (8,500 underlying) - 18,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.93From: 2003-11-20Exp: 2012-11-21→ Common Stock (18,000 underlying) - 33,616.64(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The Restricted Stock Agreement was dated June 29, 2004 when Mr. Smith was an Officer of the Company. However, The Restricted Stock Agreement was delivered and signed on July 8, 2004 when Mr. Smith was retired from the Company.
- [F2]The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- [F3]The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.