BATTAGLINI PAOLO 4

4 · LIBERATE TECHNOLOGIES · Filed Oct 28, 2003

Form 4

Period: 2003-10-27

VP, Financial Controller

Transactions

Sale
Common Stock
2003-10-27$3.40/sh−7,987$27,156→ 12,978 total
Sale
Common Stock
2003-10-27$3.40/sh−1,500$5,100→ 12,978 total
Sale
Common Stock
2003-10-27$3.40/sh−12,639$42,973→ 12,978 total
Exercise/Conversion
Common Stock
2003-10-27$2.70/sh+15,555$41,995→ 28,533 total
Exercise/Conversion
Common Stock
2003-10-27$2.25/sh+12,639$28,438→ 25,617 total
Exercise/Conversion
Common Stock
2003-10-27$1.08/sh+1,500$1,620→ 14,478 total
Exercise/Conversion
Common Stock
2003-10-27$1.95/sh+7,987$15,575→ 20,965 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-27−15,555→ 19,445 total
Exercise: $2.70Exp: 2012-06-21→ Common Stock (15,555 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-27−1,500→ 0 total
Exercise: $1.08Exp: 2007-07-09→ Common Stock (1,500 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-27−7,987→ 0 total
Exercise: $1.95Exp: 2008-02-06→ Common Stock (7,987 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-27−12,639→ 0 total
Exercise: $2.25Exp: 2008-07-09→ Common Stock (12,639 underlying)
Sale
Common Stock
2003-10-27$3.40/sh−15,555$52,887→ 12,978 total

Footnotes (3)

[F1]This option vests as to 25% of the option shares one year after the vesting commencement date, 3/16/97, with the remaining 75% vesting monthly over the following three years.
[F2]This option vests as to 25% of the options shares one year after the grant date, with the remaining 75% vesting monthly over the following three years.
[F3]This option vests in equal monthly installments over 36 months commencing on the date of grant.

Documents

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