ODONNELL JOHN M 4
4 · MYSTIC FINANCIAL INC · Filed Jan 9, 2004
Insider Transaction Report
Form 4
ODONNELL JOHN M
Executive VP and Secretary
Transactions
- Exercise/Conversion
Options
2004-01-07−4,200→ 0 totalExercise: $11.49From: 2003-12-31Exp: 2009-03-23→ Common Stock (4,200 underlying) - Exercise/Conversion
Common Stock par value $.01
2004-01-07$11.49/sh+4,200$48,250→ 5,250 total
Holdings
- 6,220(indirect: See note 4)
Common Stock par value $.01
- 6,300
Common Stock par value $.01
- 3,150(indirect: By Spouse)
Common Stock par value $.01
Footnotes (4)
- [F1]Reflects stock options granted to the reporting person under the Mystic Financial, Inc. 1999 Stock Option Plan.
- [F2]Joint with spouse.
- [F3]Reflects a restricted stock award granted to the reporting person under the Mystic Financial, Inc. 1999 Recognition and Retention Plan. These shares were awarded to the reporting person on 3/24/99 and held in trust on behalf of the reporting person, subject to vesting. The restricted stock award will vest in 20% increments on an annual basis, with the first installment scheduled to vest on December 31, 1999.
- [F4]Consists of total shares allocated to the reporting person's account under the Mystic Financial, Inc. 1999 Employee Stock Ownership Plan (ESOP) as of June 30, 2002. Pursuant to Rule 16a-3(f)(1)(i)(B), this non-discretionary transaction occuring under the ESOP, a tax-qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities and Exchange Act of 1934, as amended.