4//SEC Filing
SWISS HELVETIA FUND, INC. 4
Accession 0001241775-07-000001
$SWZCIK 0000813623other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 1:34 PM ET
Size
9.9 KB
Accession
0001241775-07-000001
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+1,010$16,766→ 11,640 total - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22−7,968→ 0 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (2,656 underlying) - Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+2,656$44,090→ 10,630 total
Footnotes (3)
- [F1]Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date).
- [F2]Record Date stockholders who fully exercised their rights were entitiled to an over-subscription privilege under which they were permitted to subscribe for additional shares of Common Stock at the subscription price.
- [F3]The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of Common Stock issued pursuant to the exercise of 7968 rights issued to Mr. Millisits were acquired on June 29, 2007.
Documents
Issuer
SWISS HELVETIA FUND, INC.
CIK 0000813623
Entity typeother
Related Parties
1- filerCIK 0000813623
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 1:34 PM ET
- Size
- 9.9 KB