4//SEC Filing
SWISS HELVETIA FUND, INC. 4
Accession 0001241799-07-000002
$SWZCIK 0000813623other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 6, 12:02 PM ET
Size
9.8 KB
Accession
0001241799-07-000002
Insider Transaction Report
Form 4
VEILLEUX EDWARD J
Vice President and Secretary
Transactions
- Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+431$7,155→ 3,461 total - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22−2,271→ 0 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (757 underlying) - Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+757$12,566→ 3,030 total
Footnotes (3)
- [F1]Subscription price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date).
- [F2]Record date shareholders who fully exercised their rights were entitled to an over-subscription privilege under which they were permitted to subscribe for additional shares of Common Stock at the subscription price.
- [F3]The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for 3 rights offering. Shares of Common Stock issued pursuant to the exercise of 2271 rights issued to Mr. Veilleux were acquired on June 29, 2007.
Documents
Issuer
SWISS HELVETIA FUND, INC.
CIK 0000813623
Entity typeother
Related Parties
1- filerCIK 0000813623
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 6, 12:02 PM ET
- Size
- 9.8 KB