VIRAL GENETICS INC /DE/·4

Oct 21, 9:58 PM ET

KELEDJIAN HAIG 4

4 · VIRAL GENETICS INC /DE/ · Filed Oct 21, 2004

Insider Transaction Report

Form 4
Period: 2004-06-04
KELEDJIAN HAIG
DirectorCEO10% Owner
Transactions
  • Award

    common stock

    [F1]
    2004-09-20+1,192,97020,510,630 total
  • Other

    common stock

    [F1]
    2004-09-20+4,986,60020,510,630 total(indirect: By Trust)
  • Other

    common stock

    [F1]
    2004-09-20+1,817,52120,510,630 total(indirect: Held by Bretton Securities UDT 07/20/95)
  • Other

    common stock

    [F1]
    2004-09-20+1,850,46620,510,630 total(indirect: By Trust)
  • Other

    common stock

    [F1]
    2004-09-20+9,88420,510,630 total(indirect: By Foundation)
  • Award

    Employee Stock Option

    [F3][F2]
    2004-06-04+1,800,0004,100,000 total
    Exercise: $0.45Exp: 2008-05-31common stock (1,800,000 underlying)
  • Other

    Convertible Notes Due

    [F4][F5][F2]
    2004-08-05(indirect: Notes held by Best Investments, Inc.)
    Exercise: $0.30Exp: 2008-05-31common stock (4,725,708 underlying)
  • Other

    common stock warrant

    [F4][F5][F2]
    2004-08-05+4,725,7084,725,708 total(indirect: Held by Best Investments, Inc.)
    Exercise: $0.40Exp: 2008-05-31common stock (4,725,708 underlying)
  • Award

    stock option

    [F6][F5][F2]
    2004-09-20+24,140199,473 total
    Exercise: $0.52Exp: 2006-09-19common stock (24,140 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+100,908199,473 total(indirect: By Trust)
    Exercise: $0.52Exp: 2006-09-19common stock (100,908 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+36,779199,473 total(indirect: held by Bretton Securities UDT 07/20/1995)
    Exercise: $0.52Exp: 2006-09-19common stock (36,779 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+37,446199,473 total(indirect: By Trust)
    Exercise: $0.52Exp: 2006-09-19common stock (37,446 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+200199,473 total(indirect: By Foundation)
    Exercise: $0.52Exp: 2006-09-19common stock (200 underlying)
  • Award

    stock option

    [F2]
    2004-09-20+12,07099,737 total
    Exercise: $0.38Exp: 2006-09-19common stock (12,070 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+50,45490,737 total(indirect: By Trust)
    Exercise: $0.38Exp: 2006-09-19common stock (50,454 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,39099,737 total(indirect: held by Bretton Securities UDT 07/20/1995)
    Exercise: $0.38Exp: 2006-09-19common stock (18,390 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,72399,737 total(indirect: By Trust)
    Exercise: $0.38Exp: 2006-09-19common stock (18,723 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+10099,737 total(indirect: By Foundation)
    Exercise: $0.38Exp: 2006-09-19common stock (100 underlying)
  • Award

    stock option

    [F5][F2]
    2004-09-20+12,07099,737 total
    Exercise: $0.65Exp: 2006-09-19common stock (12,070 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+50,45499,737 total(indirect: By Trust)
    Exercise: $0.65Exp: 2006-09-19common stock (50,454 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,39099,737 total(indirect: held by Bretton Securities UDT 07/20/1995)
    Exercise: $0.65Exp: 2006-09-19common stock (18,390 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,72399,737 total(indirect: By Trust)
    Exercise: $0.65Exp: 2006-09-19common stock (18,723 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+10099,737 total(indirect: By Foundation)
    Exercise: $0.65Exp: 2006-09-19common stock (100 underlying)
  • Award

    stock option

    [F5][F2]
    2004-09-20+12,07099,737 total
    Exercise: $0.58Exp: 2006-09-19common stock (12,070 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+50,45499,737 total(indirect: By Trust)
    Exercise: $0.58Exp: 2006-09-19common stock (50,454 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,39099,737 total(indirect: held by Bretton Securities UDT 07/20/1995)
    Exercise: $0.58Exp: 2006-09-19common stock (18,390 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+18,72399,737 total(indirect: By Trust)
    Exercise: $0.58Exp: 2006-09-19common stock (18,723 underlying)
  • Other

    stock option

    [F5][F2]
    2004-09-20+10099,737 total(indirect: By Foundation)
    Exercise: $0.58Exp: 2006-09-19common stock (100 underlying)
  • Award

    common stock warrant

    [F7][F5][F2]
    2004-09-20+1,192,9709,857,441 total
    Exercise: $0.40Exp: 2009-09-19common stock (1,192,970 underlying)
  • Other

    common stock warrant

    [F7][F5][F2]
    2004-09-20+4,986,6009,857,441 total(indirect: By Trust)
    Exercise: $0.40Exp: 2009-09-19common stock (4,986,600 underlying)
  • Other

    common stock warrant

    [F7][F5][F2]
    2004-09-20+1,817,5219,857,441 total(indirect: held by Bretton Securities UDT 07/20/1995)
    Exercise: $0.40Exp: 2009-09-19common stock (1,817,521 underlying)
  • Other

    common stock warrant

    [F7][F5][F2]
    2004-09-20+1,850,4669,857,411 total(indirect: By Trust)
    Exercise: $0.40Exp: 2009-09-19common stock (1,850,466 underlying)
  • Other

    common stock warrant

    [F7][F5][F2]
    2004-09-20+9,8849,857,441 total(indirect: By Foundation)
    Exercise: $0.40Exp: 2009-09-19common stock (9,884 underlying)
Footnotes (7)
  • [F1]Received in exchange for capital stock of Therapeutic Genetic, Inc., in connection with merger of Therapeutic Genetic, Inc. into subsidiary of Viral Genetics, Inc. On September 20, 2004, the high bid price for Viral Genetics, Inc. common stock in the over-the-counter market was $0.38.
  • [F2]immediately
  • [F3]granted pursuant to Employment Agreement
  • [F4]Convertible notes held by Hampar Karageozian and Harry Zhabilov, Jr., were contributed to Best Investments, Inc., together with a convertible note held by Haig Keledjian. Mr. Keledjian is the sole officer and director of Best Investments, Inc., but disclaims any pecuniary interest in the convertible notes contributed by others. Upon conversion, the holder receives one share and one warrant per $0.30 of principal and interest.
  • [F5]not applicable
  • [F6]All stock options with a transaction date of 09/20/2004 are options originally granted to Therapeutic Genetic, Inc. and distributed by Therapeutic Genetic, Inc. to its shareholders for no consideration immediately prior to the merger of Therapeutic Genetic, Inc. with the subsidiary of Viral Genetics, Inc.
  • [F7]The warrants were issued with common stock of Viral Genetics, Inc. in the merger transaction that resulted in the acquisition of Therapeutic Genetic, Inc.

Documents

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