4//SEC Filing
DOOLEY ROBERT 4
Accession 0001243716-21-000006
CIK 0000945114other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:18 PM ET
Size
17.4 KB
Accession
0001243716-21-000006
Insider Transaction Report
Form 4
SYSTEMAX INCSYX
DOOLEY ROBERT
Pres. of Global Equip Co Inc
Transactions
- Exercise/Conversion
Common Stock
2021-03-01$6.01/sh+993$5,968→ 93,329 total - Sale
Common Stock
2021-03-01$37.59/sh−993$37,327→ 92,336 total - Exercise/Conversion
Common Stock
2021-03-01$16.43/sh+10,000$164,300→ 102,336 total - Sale
Common Stock
2021-03-01$37.69/sh−10,000$376,900→ 92,336 total - Tax Payment
Common Stock
2021-03-01$37.46/sh−1,699$63,645→ 90,637 total - Other
Common Stock
2021-03-03$18.91/sh+561$10,610→ 91,198 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-01−993→ 0 totalExercise: $6.01Exp: 2026-02-01→ Common Stock (993 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-01−10,000→ 10,348 totalExercise: $16.43Exp: 2022-03-01→ Common Stock (10,000 underlying)
Footnotes (7)
- [F1]This transaction was executed in multiple trades at prices ranging from $37.59 to $37.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award.
- [F3]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 3, 2021. This transaction is exempt under Rule 16b-3(c).
- [F4]In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.
- [F5]The amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 86,198 shares of common stock.
- [F6]The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
- [F7]The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
Documents
Issuer
SYSTEMAX INC
CIK 0000945114
Entity typeother
Related Parties
1- filerCIK 0001243716
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 4:18 PM ET
- Size
- 17.4 KB