MOSAIC CO 4

4 · MOSAIC CO · Filed May 23, 2016

Form 4

Period: 2016-04-11

Director

Transactions

Gift
Common Stock
2016-04-11−7,171→ 9,279 total(indirect: By GRAT #6 dated April 2, 2015)
Gift
Common Stock
2016-04-11+7,171→ 13,202 total(indirect: By Trust)
Award
Restricted Stock Units
2016-05-19+10,129→ 10,129 total
Exercise: $0.00→ Common Stock (10,129 underlying)

Holdings

Footnotes (7)

[F1]On April 11, 2016, the reporting person indirectly held 16,450 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6). On that date, 7,171 of the shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
[F2]One for one
[F3]The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
[F4]Not Applicable
[F5]The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
[F6]The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
[F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.

Documents

1 file