4//SEC Filing
MOSAIC CO 4
Accession 0001243786-16-000307
$MOSCIK 0001285785operating
Filed
May 22, 8:00 PM ET
Accepted
May 23, 1:45 PM ET
Size
13.8 KB
Accession
0001243786-16-000307
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Gift
Common Stock
2016-04-11−7,171→ 9,279 total(indirect: By GRAT #6 dated April 2, 2015) - Gift
Common Stock
2016-04-11+7,171→ 13,202 total(indirect: By Trust) - Award
Restricted Stock Units
2016-05-19+10,129→ 10,129 totalExercise: $0.00→ Common Stock (10,129 underlying)
Holdings
- 3,303
Common Stock
- 3,350
Restricted Stock Units
Exercise: $0.00→ Common Stock (3,350 underlying) - 5,274
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,274 underlying) - 5,707
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,707 underlying)
Footnotes (7)
- [F1]On April 11, 2016, the reporting person indirectly held 16,450 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6). On that date, 7,171 of the shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
- [F2]One for one
- [F3]The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
- [F4]Not Applicable
- [F5]The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
- [F6]The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
Documents
Issuer
MOSAIC CO
CIK 0001285785
Entity typeoperating
Related Parties
1- filerCIK 0001285785
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 1:45 PM ET
- Size
- 13.8 KB