MOSAIC CO 4
4 · MOSAIC CO · Filed Oct 5, 2016
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Exercise/Conversion
Common Stock
2016-10-03+2,345→ 5,648 total - Exercise/Conversion
Restricted Stock Units
2016-10-03−3,350→ 0 totalExercise: $0.00→ Common Stock (3,350 underlying)
Holdings
- 9,279(indirect: By GRAT #6 dated April 2, 2015)
Common Stock
- 13,202(indirect: By Trust)
Common Stock
- 5,274
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,274 underlying) - 5,707
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,707 underlying) - 10,129
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,129 underlying)
Footnotes (7)
- [F1]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
- [F2]One for one
- [F3]The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
- [F4]Not applicable
- [F5]The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
- [F6]The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.