4//SEC Filing
MOSAIC CO 4
Accession 0001243786-16-000370
$MOSCIK 0001285785operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 4:26 PM ET
Size
12.9 KB
Accession
0001243786-16-000370
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Exercise/Conversion
Common Stock
2016-10-03+2,345→ 5,648 total - Exercise/Conversion
Restricted Stock Units
2016-10-03−3,350→ 0 totalExercise: $0.00→ Common Stock (3,350 underlying)
Holdings
- 9,279(indirect: By GRAT #6 dated April 2, 2015)
Common Stock
- 13,202(indirect: By Trust)
Common Stock
- 5,274
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,274 underlying) - 5,707
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,707 underlying) - 10,129
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,129 underlying)
Footnotes (7)
- [F1]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
- [F2]One for one
- [F3]The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
- [F4]Not applicable
- [F5]The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
- [F6]The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
Documents
Issuer
MOSAIC CO
CIK 0001285785
Entity typeoperating
Related Parties
1- filerCIK 0001285785
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 4:26 PM ET
- Size
- 12.9 KB