4//SEC Filing
MOSAIC CO 4
Accession 0001243786-17-000103
$MOSCIK 0001285785operating
Filed
May 16, 8:00 PM ET
Accepted
May 17, 12:48 PM ET
Size
13.7 KB
Accession
0001243786-17-000103
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Gift
Common Stock
2017-04-11+6,534→ 19,736 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2017-05-15−5,274→ 0 totalExercise: $0.00→ Common Stock (5,274 underlying) - Gift
Common Stock
2017-04-11−6,534→ 2,745 total(indirect: By GRAT #6 dated April 2, 2015) - Exercise/Conversion
Common Stock
2017-05-15+3,691→ 9,339 total
Holdings
- 10,129
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,129 underlying) - 5,707
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,707 underlying)
Footnotes (7)
- [F1]On April 11, 2017, the reporting person indirectly held 9,279 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6"). On that date, 6,534 shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
- [F2]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
- [F3]One for one
- [F4]The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.
- [F5]Not applicable
- [F6]The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
Documents
Issuer
MOSAIC CO
CIK 0001285785
Entity typeoperating
Related Parties
1- filerCIK 0001285785
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 12:48 PM ET
- Size
- 13.7 KB