MOSAIC CO 4

4 · MOSAIC CO · Filed May 17, 2017

Form 4

Period: 2017-04-11

Director

Transactions

Gift
Common Stock
2017-04-11+6,534→ 19,736 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Units
2017-05-15−5,274→ 0 total
Exercise: $0.00→ Common Stock (5,274 underlying)
Gift
Common Stock
2017-04-11−6,534→ 2,745 total(indirect: By GRAT #6 dated April 2, 2015)
Exercise/Conversion
Common Stock
2017-05-15+3,691→ 9,339 total

Holdings

Footnotes (7)

[F1]On April 11, 2017, the reporting person indirectly held 9,279 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6"). On that date, 6,534 shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
[F2]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
[F3]One for one
[F4]The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.
[F5]Not applicable
[F6]The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
[F7]The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.

Documents

1 file