LUMPKINS ROBERT L 4
4 · MOSAIC CO · Filed Aug 21, 2017
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Purchase
Common Stock
2017-08-18$19.98/sh+5,000$99,912→ 24,736 total(indirect: By Trust) - Purchase
Common Stock
2017-08-21$19.83/sh+2,000$39,660→ 26,736 total(indirect: By Trust)
Holdings
- 5,707
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,707 underlying) - 9,339
Common Stock
- 2,745(indirect: By GRAT #6 dated April 2, 2015)
Common Stock
- 10,129
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,129 underlying) - 10,503
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,503 underlying)
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.01, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.82 to $19.84, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- [F3]One-for-One
- [F4]The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F5]Not applicable
- [F6]The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
- [F7]The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.