LUMPKINS ROBERT L 4

4 · MOSAIC CO · Filed May 14, 2018

Form 4

Period: 2018-05-02

Director

Transactions

Purchase
Common Stock
2018-05-02$27.14/sh+4,655$126,337→ 4,655 total(indirect: By GRAT #4 dated May 12, 2011)
Gift
Common Stock
2018-05-03−4,655→ 0 total(indirect: By GRAT #4 dated May 12, 2011)
Gift
Common Stock
2018-05-03+4,655→ 13,994 total
Exercise/Conversion
Common Stock
2018-05-14+3,994→ 17,988 total
Exercise/Conversion
Restricted Stock Units
2018-05-14−5,707→ 0 total
Exercise: $0.00→ Common Stock (5,707 underlying)
Award
Restricted Stock Units
2018-05-10+5,497→ 5,497 total
Exercise: $0.00→ Common Stock (5,497 underlying)

Holdings

Footnotes (8)

[F1]On May 3, 2018, the reporting person indirectly held 4,655 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #4). On that date, 4,655 of the shares were distributed by GRAT #4 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13, following which 0 shares remained held by GRAT #4.
[F2]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
[F3]One-for-One
[F4]The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
[F5]Not Applicable
[F6]The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
[F7]The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
[F8]The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.

Documents

1 file