4//SEC Filing
LUMPKINS ROBERT L 4
Accession 0001243786-18-000092
CIK 0001285785other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 6:23 PM ET
Size
18.7 KB
Accession
0001243786-18-000092
Insider Transaction Report
Form 4
MOSAIC COMOS
LUMPKINS ROBERT L
Director
Transactions
- Purchase
Common Stock
2018-05-02$27.14/sh+4,655$126,337→ 4,655 total(indirect: By GRAT #4 dated May 12, 2011) - Gift
Common Stock
2018-05-03−4,655→ 0 total(indirect: By GRAT #4 dated May 12, 2011) - Gift
Common Stock
2018-05-03+4,655→ 13,994 total - Exercise/Conversion
Common Stock
2018-05-14+3,994→ 17,988 total - Exercise/Conversion
Restricted Stock Units
2018-05-14−5,707→ 0 totalExercise: $0.00→ Common Stock (5,707 underlying) - Award
Restricted Stock Units
2018-05-10+5,497→ 5,497 totalExercise: $0.00→ Common Stock (5,497 underlying)
Holdings
- 2,745(indirect: By GRAT #6 dated April 2, 2015)
Common Stock
- 26,736(indirect: By Trust)
Common Stock
- 10,129
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,129 underlying) - 10,503
Restricted Stock Units
Exercise: $0.00→ Common Stock (10,503 underlying)
Footnotes (8)
- [F1]On May 3, 2018, the reporting person indirectly held 4,655 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #4). On that date, 4,655 of the shares were distributed by GRAT #4 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13, following which 0 shares remained held by GRAT #4.
- [F2]The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
- [F3]One-for-One
- [F4]The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- [F5]Not Applicable
- [F6]The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
- [F7]The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
- [F8]The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.
Documents
Issuer
MOSAIC CO
CIK 0001285785
Entity typeother
Related Parties
1- filerCIK 0001236005
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 6:23 PM ET
- Size
- 18.7 KB