LUMPKINS ROBERT L 4

4 · MOSAIC CO · Filed May 21, 2019

Form 4

Period: 2019-05-19

Director

Transactions

Exercise/Conversion
Common Stock
2019-05-19+2,532→ 20,520 total
Award
Deferred Restricted Stock Unit
2019-05-19+7,597→ 7,597 total
→ Common Stock (7,597 underlying)
Exercise/Conversion
Restricted Stock Units
2019-05-19−10,129→ 0 total
Exercise: $0.00→ Common Stock (10,129 underlying)

Holdings

Footnotes (8)

[F1]The reporting person, pursuant to the issuer's LTI Deferral Plan, elected to receive 25% of the shares subject to the restricted stock unit award granted to reporting person on May 19, 2016, on May 19, 2019, and the remaining shares in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.
[F2]One-for-One
[F3]The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
[F4]Not applicable
[F5]The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
[F6]The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.
[F7]Each deferred restricted stock unit represents a right to receive one share of common stock.
[F8]The deferred restricted stock units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a restricted stock unit award granted to reporting person on May 19, 2016, and become payable in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.

Documents

1 file