Home/Filings/4/0001243786-19-000073
4//SEC Filing

LUMPKINS ROBERT L 4

Accession 0001243786-19-000073

CIK 0001285785other

Filed

May 20, 8:00 PM ET

Accepted

May 21, 1:31 PM ET

Size

14.1 KB

Accession

0001243786-19-000073

Insider Transaction Report

Form 4
Period: 2019-05-19
Transactions
  • Exercise/Conversion

    Common Stock

    2019-05-19+2,53220,520 total
  • Award

    Deferred Restricted Stock Unit

    2019-05-19+7,5977,597 total
    Common Stock (7,597 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-05-1910,1290 total
    Exercise: $0.00Common Stock (10,129 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    26,736
  • Restricted Stock Units

    Exercise: $0.00Common Stock (5,497 underlying)
    5,497
  • Restricted Stock Units

    Exercise: $0.00Common Stock (10,503 underlying)
    10,503
  • Common Stock

    (indirect: By GRAT #6 dated April 2, 2015)
    2,745
Footnotes (8)
  • [F1]The reporting person, pursuant to the issuer's LTI Deferral Plan, elected to receive 25% of the shares subject to the restricted stock unit award granted to reporting person on May 19, 2016, on May 19, 2019, and the remaining shares in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.
  • [F2]One-for-One
  • [F3]The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
  • [F4]Not applicable
  • [F5]The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
  • [F6]The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.
  • [F7]Each deferred restricted stock unit represents a right to receive one share of common stock.
  • [F8]The deferred restricted stock units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a restricted stock unit award granted to reporting person on May 19, 2016, and become payable in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.

Issuer

MOSAIC CO

CIK 0001285785

Entity typeother

Related Parties

1
  • filerCIK 0001236005

Filing Metadata

Form type
4
Filed
May 20, 8:00 PM ET
Accepted
May 21, 1:31 PM ET
Size
14.1 KB