4//SEC Filing
O'Rourke James Calvin 4
Accession 0001243786-23-000138
CIK 0001285785other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 8:27 PM ET
Size
22.3 KB
Accession
0001243786-23-000138
Insider Transaction Report
Form 4
MOSAIC COMOS
O'Rourke James Calvin
EVP - Operations
Transactions
- Gift
Common Stock
2023-08-18+7,223→ 556,583 total - Gift
Common Stock
2023-08-09−95,662→ 0 total(indirect: 2021 GRAT 2 dated June 30, 2021) - Gift
Common Stock
2023-08-09−112,312→ 61,875 total(indirect: 2022 GRAT 2A dated April 22, 2022) - Gift
Common Stock
2023-08-09+162,596→ 549,360 total - Gift
Common Stock
2023-08-18−7,223→ 0 total(indirect: 2021 GRAT 3 dated June 30, 2021)
Holdings
- 33,706
Stock Option (Right to Buy)
Exercise: $49.73Exp: 2024-03-07→ Common Stock (33,706 underlying) - 56,773
Restricted Stock Units
Exercise: $0.00From: 2025-03-03→ Common Stock (56,773 underlying) - 63,951
Restricted Stock Units
Exercise: $0.00From: 2026-03-09→ Common Stock (63,951 underlying) - 37,306
Stock Option (Right to Buy)
Exercise: $50.43Exp: 2025-03-05→ Common Stock (37,306 underlying) - 168,180
Stock Option (Right to Buy)
Exercise: $30.42Exp: 2027-03-02→ Common Stock (168,180 underlying) - 83,418
Restricted Stock Units
Exercise: $0.00From: 2024-03-04→ Common Stock (83,418 underlying) - 50,537(indirect: 2022 GRAT 2B dated April 22, 2022)
Common Stock
- 179,211
Stock Option (Right to Buy)
Exercise: $28.49Exp: 2026-03-03→ Common Stock (179,211 underlying) - 3,000(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]On August 9, 2023, the reporting person indirectly held 95,662 shares of MOS common stock ("2021 GRAT 2 Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date and upon termination of the 2021 GRAT 2, 45,378 of the 2021 GRAT 2 Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children; and 50,284 of the 2021 GRAT 2 Shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity due to the reporting person.
- [F2]On August 9, 2023, the reporting person indirectly held 174,187 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2A"). On that date, 112,312 of the shares were distributed by 2022 GRAT 2A to the reporting person in satisfaction of an annuity due to the reporting person.
- [F3]On August 18, 2023, the reporting person indirectly held 7,223 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 7,223 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity due to the reporting person.
- [F4]This Stock Option is 100% exercisable.
- [F5]One-for-One
- [F6]Not Applicable
Documents
Issuer
MOSAIC CO
CIK 0001285785
Entity typeother
Related Parties
1- filerCIK 0001453221
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 8:27 PM ET
- Size
- 22.3 KB